4//SEC Filing
AEMETIS, INC 4
Accession 0001354488-14-000152
$AMTXCIK 0000738214operating
Filed
Jan 9, 7:00 PM ET
Accepted
Jan 10, 6:42 PM ET
Size
9.3 KB
Accession
0001354488-14-000152
Insider Transaction Report
Form 4
AEMETIS, INCAMTX
CAGAN LAIRD Q
10% Owner
Transactions
- Gift
Common Stock
2013-12-30+260,000→ 1,060,000 total(indirect: By Trust) - Other
Common Stock
2013-12-30+4,000,000→ 7,213,257 total - Gift
Common Stock
2013-12-30−4,520,000→ 16,770,626 total(indirect: By LLC)
Footnotes (5)
- [F1]Gift transfers of 2,000,000 shares each were made to the David Q Cagan 2013 Grantor Retained Annuity Trust and the Laird Q Cagan 2013 Grantor Retained Annuity Trust, with Reporting Person as Trustee of both. Total holding includes 600,000 shares issued for services to Company, 211,069 balance from warrant exercise, 36,667 warrant exercise, 655,011 issued pursuant to Note conversion, 1,710,510 beneficially owned by the Laird Q Cagan 2011 Grantor Retained Annuity Trust and 4,000,000 by the two GRATS referenced herein.
- [F2]Reporting Person made gift transfers of 130,000 shares each to two family members and 130,000 shares each to his two minor daughters. Two million shares each were gifted to GRATs in the name of David Q Cagan 2013 Grantor Retained Annuity and the Laird Q Cagan 2013 Grantor Retained Annuity, with Laird Cagan as trustee of both. Total holding under Cagan Capital LLC includes 7,659,760 and 2,634,376 issued pursuant to Note Conversions; 1,480,000 balance of Founders Stock issued to CMCP and 4,996,490 balance of Founders Stock issued to Cagan Capital LLC.
- [F3]Cagan Capital, LLC is a limited liability company managed and 100% owned by Reporting Person and his spouse.
- [F4]Reporting Person gift transferred shares to his minor children. The shares came from initially held Founders Shares at $.001 each.
- [F5]The KQC Trust and KRC Trust, both dated July 15, 2002, are trusts held by the minor children of Reporting Person who acts as Trustee.
Documents
Issuer
AEMETIS, INC
CIK 0000738214
Entity typeoperating
IncorporatedNV
Related Parties
1- filerCIK 0000738214
Filing Metadata
- Form type
- 4
- Filed
- Jan 9, 7:00 PM ET
- Accepted
- Jan 10, 6:42 PM ET
- Size
- 9.3 KB