PERNIX THERAPEUTICS HOLDINGS, INC. 4
4 · PERNIX THERAPEUTICS HOLDINGS, INC. · Filed Mar 28, 2014
Insider Transaction Report
Form 4
Smith James Edward Jr.
Director10% Owner
Transactions
- Sale
Common Stock
2014-03-26$5.52/sh−15,000$82,796→ 4,732,704 total - Sale
Common Stock
2014-03-28$5.42/sh−15,000$81,270→ 4,702,704 total - Sale
Common Stock
2014-03-27$5.46/sh−15,000$81,954→ 4,717,704 total
Holdings
- 3,200(indirect: By daughter)
Common Stock
Footnotes (4)
- [F1]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 3/3/14.
- [F2]The price reported in Table I is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.29 to $5.78, inclusive. The reporting person undertakes to provide to Pernix Therapeutics Holdings, Inc., any security holder of Pernix Therapeutics Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F3]The price reported in Table I is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.24 to $5.78, inclusive. The reporting person undertakes to provide to Pernix Therapeutics Holdings, Inc., any security holder of Pernix Therapeutics Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F4]The price reported in Table I is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.27 to $5.54, inclusive. The reporting person undertakes to provide to Pernix Therapeutics Holdings, Inc., any security holder of Pernix Therapeutics Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.