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4//SEC Filing

Yuma Energy, Inc. 4

Accession 0001354488-14-004755

CIK 0000081318operating

Filed

Sep 21, 8:00 PM ET

Accepted

Sep 22, 4:33 PM ET

Size

5.1 KB

Accession

0001354488-14-004755

Insider Transaction Report

Form 4
Period: 2014-09-10
Transactions
  • Award

    Common Stock

    2014-09-10+8,3308,330 total
Footnotes (2)
  • [F1]Pursuant to the Amended and Restated Agreement and Plan of Merger and Reorganization, dated as of August 1, 2014 (the ?Merger Agreement?), by and among Yuma Energy, Inc., a Delaware corporation (?Old Yuma?), Pyramid Oil Company, a California corporation (?New Yuma?), Pyramid Delaware Merger Subsidiary, Inc., and Pyramid Merger Subsidiary, Inc. (?Merger Sub?), Merger Sub merged with and into Old Yuma (the ?Merger?). Outstanding Old Yuma restricted stock awards were assumed by New Yuma pursuant to the Merger Agreement and replaced with New Yuma restricted stock awards. Each share of Old Yuma restricted stock was exchanged for approximately 757.34 shares of New Yuma restricted stock.
  • [F2]The New Yuma restricted stock award vests in three equal installments on April 1, 2015, December 31, 2015 and December 31, 2016.

Issuer

Yuma Energy, Inc.

CIK 0000081318

Entity typeoperating
IncorporatedCA

Related Parties

1
  • filerCIK 0000081318

Filing Metadata

Form type
4
Filed
Sep 21, 8:00 PM ET
Accepted
Sep 22, 4:33 PM ET
Size
5.1 KB