4//SEC Filing
EARTHSTONE ENERGY INC 4
Accession 0001354488-15-001945
CIK 0000010254operating
Filed
Apr 27, 8:00 PM ET
Accepted
Apr 28, 4:06 PM ET
Size
14.9 KB
Accession
0001354488-15-001945
Insider Transaction Report
Form 4
CALERICH ANDREW P
Director
Transactions
- Exercise/Conversion
Common Stock
2014-12-19+1,450→ 6,445 total - Exercise/Conversion
Common Stock
2014-12-19+547→ 4,995 total - Exercise/Conversion
Restricted Stock Award
2014-12-19−1,679→ 0 total→ Common Stock (1,679 underlying) - Exercise/Conversion
Common Stock
2014-12-19+1,679→ 8,124 total - Exercise/Conversion
Restricted Stock Award
2014-12-19−547→ 0 total→ Common Stock (547 underlying) - Exercise/Conversion
Restricted Stock Award
2014-12-19−1,450→ 0 total→ Common Stock (1,450 underlying)
Footnotes (4)
- [F1]Each share of restricted stock represents the contingent right to receive one share of Earthstone Energy, Inc. (Issuer) common stock.
- [F2]On April 11, 2012, the Reporting Person was granted a restricted stock award that vested in three annual installments: 548 shares on April 1, 2013, 548 shares on April 1, 2014, and 547 shares on April 1, 2015. The restricted stock award became fully vested pursuant to its terms upon a change of control as occurred on December 19, 2014, pursuant to (i) the closing of the Exchange Agreement dated May 15, 2014 and as amended September 26, 2014 (Exchange Agreement) between the Issuer and Oak Valley Resources, LLC (Oak Valley); and (ii) the closing of the Contribution Agreement dated October 16, 2014 (Contribution Agreement), by and among the Issuer, Oak Valley, Sabine River Energy, LLC, Oak Valley Operating, LLC, Parallel Resource Partners, LLC, and Flatonia Energy, LLC.
- [F3]On April 1, 2013, the Reporting Person was granted a restricted stock award vesting in three annual installments: 725 shares on April 1, 2014, 725 shares on April 1, 2015, and 725 shares on April 1, 2016. The restricted stock award became fully vested pursuant to its terms upon a change of control as occurred on December 19, 2014, pursuant to (i) the closing of the Exchange Agreement, and (ii) the closing of the Contribution Agreement.
- [F4]On June 16, 2014, the Reporting Person was granted a restricted stock award vesting in three annual installments: 560 shares on April 1, 2015, 560 shares on April 1, 2016, and 559 shares on April 1, 2017. The restricted stock award became fully vested pursuant to its terms upon a change of control as occurred on December 19, 2014, pursuant to (i) the closing of the Exchange Agreement, and (ii) the closing of the Contribution Agreement.
Documents
Issuer
EARTHSTONE ENERGY INC
CIK 0000010254
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000010254
Filing Metadata
- Form type
- 4
- Filed
- Apr 27, 8:00 PM ET
- Accepted
- Apr 28, 4:06 PM ET
- Size
- 14.9 KB