Viggle Inc. 4
4 · Viggle Inc. · Filed May 5, 2015
Insider Transaction Report
Form 4
Viggle Inc.VGGL
Small John C
Head of Corp. Strategy, Dev.
Transactions
- Exercise/Conversion
Restricted Stock Units
2015-05-01−31,018→ 124,072 total→ Common Stock (124,072 underlying) - Exercise/Conversion
Restricted Stock Units
2015-05-01+31,018→ 91,018 total
Holdings
- 20,000
Restricted Stock Units
→ Common Stock (20,000 underlying)
Footnotes (4)
- [F1]Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock.
- [F2]Restricted stock units in respect of 155,090 shares of Common Stock granted pursuant to the Company?s 2011 Executive Incentive Plan. These restricted stock units vested as to 31,018 shares on May 1, 2015 and an additional 31,018 shares will vest on each of May 1, 2016, May 1, 2017, May 1, 208 and May 1, 2019.
- [F3]This restricted stock unit award was granted September 29, 2014 and vested as to 40,000 units on December 4, 2014, and as to 20,000 units on March 5, 2015, and will vest as to 20,000 units on June 4, 2015.
- [F4]The grant and the vesting of these restricted stock units are exempt from the provisions of Section 16(b) pursuant to Rule 16b-3 promulgated thereunder.