Viggle Inc. 4
4 · Viggle Inc. · Filed May 11, 2015
Insider Transaction Report
Form 4
Viggle Inc.VGGL
Small John C
Head of Corp. Strategy, Dev.
Transactions
- Award
Restricted Stock Units
2015-05-01+17,250→ 17,250 total→ Common Stock (17,250 underlying) - Exercise/Conversion
Restricted Stock Units
2015-05-08+17,250→ 108,268 total - Exercise/Conversion
Restricted Stock Units
2015-05-01−17,250→ 0 total→ Common Stock (17,250 underlying)
Holdings
- 20,000
Restricted Stock Units
→ Common Stock (20,000 underlying) - 124,072
Restricted Stock Units
→ Common Stock (124,072 underlying)
Footnotes (5)
- [F1]Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock.
- [F2]Restricted stock units in respect of 17,250 shares of Common Stock granted pursuant to the Company?s 2011 Executive Incentive Plan. These restricted stock units vested immediately upon grant.
- [F3]Restricted stock units in respect of 155,090 shares of Common Stock granted pursuant to the Company?s 2011 Executive Incentive Plan. These restricted stock units vested as to 31,018 shares on May 1, 2015 and an additional 31,018 shares will vest on each of May 1, 2016, May 1, 2017, May 1, 208 and May 1, 2019.
- [F4]This restricted stock unit award was granted September 29, 2014 and vests as to 40,000 units on December 4, 2014, to 20,000 units on March 5, 2015, and to 20,000 units on June 4, 2015.
- [F5]The grant and the vesting of these restricted stock units are exempt from the provisions of Section 16(b) pursuant to Rule 16b-3 promulgated thereunder.