Home/Filings/4/0001354488-15-004018
4//SEC Filing

Yuma Energy, Inc. 4

Accession 0001354488-15-004018

CIK 0000081318operating

Filed

Aug 19, 8:00 PM ET

Accepted

Aug 20, 6:10 PM ET

Size

6.9 KB

Accession

0001354488-15-004018

Insider Transaction Report

Form 4
Period: 2015-08-18
Banks Sam L.
DirectorChief Executive Officer10% Owner
Transactions
  • Award

    Stock Appreciation Right

    2015-08-18+570,595570,595 total
    Exercise: $0.60Exp: 2022-08-18Common Stock (570,595 underlying)
  • Award

    Common Stock

    2015-08-18+569,45541,682,074 total
Footnotes (2)
  • [F1]The restricted stock award vests as to 189,819 shares of common stock of the Registrant on May 31, 2016, as to 189,818 shares on May 31, 2017, and as to 189,818 shares on May 31, 2018.
  • [F2]The stock appreciation right award vests as to 190,199 SARs on May 31, 2016, as to 190,198 SARs on May 31, 2017, and as to 190,198 SARs on May 31, 2018.

Issuer

Yuma Energy, Inc.

CIK 0000081318

Entity typeoperating
IncorporatedCA

Related Parties

1
  • filerCIK 0000081318

Filing Metadata

Form type
4
Filed
Aug 19, 8:00 PM ET
Accepted
Aug 20, 6:10 PM ET
Size
6.9 KB