4//SEC Filing
root9B Technologies, Inc. 4
Accession 0001354488-15-005223
CIK 0001272550operating
Filed
Nov 19, 7:00 PM ET
Accepted
Nov 20, 11:21 AM ET
Size
7.8 KB
Accession
0001354488-15-005223
Insider Transaction Report
Form 4
CATSIMATIDIS JOHN A
Director
Transactions
- Purchase
Common Stock
2015-11-05$1.10/sh+220,682$242,750→ 993,187 total(indirect: United Acquisition Corp.) - Purchase
Warrant (right to purcahse)
2015-11-05+55,170→ 55,170 total(indirect: United Acquisition Corp.)Exercise: $1.50From: 2015-11-05Exp: 2020-11-05→ common stock , par value $0.001 (55,170 underlying)
Footnotes (2)
- [F1]United Acquisition Corp. has completed a Securities Purchase Agreement with the Company, in which United Acquisition has purchased 220,682 shares of common stock at $1.10 per share. Additionally, United Acquisition Corp. was provided 25% warrant coverage, the right to buy 55,170 shares of common stock at a Warrant Exercise Price of $1.50 per share.
- [F2]As a result of this purchase, 608,187 shares of stock are held by United Acquisition Corp., which is indirectly 100% owned and controlled by John A. Catsimatidis, who is therefore deemed the indirect beneficial owner. 10,000 shares of stock are held by United Refining Inc., which is indirectly 100% owned and controlled by John A. Catsimatidis, who is therefore deemed the indirect beneficial owner. John Catsimatidis directly owns 375,000 shares.
Documents
Issuer
root9B Technologies, Inc.
CIK 0001272550
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001272550
Filing Metadata
- Form type
- 4
- Filed
- Nov 19, 7:00 PM ET
- Accepted
- Nov 20, 11:21 AM ET
- Size
- 7.8 KB