root9B Technologies, Inc. 4
4 · root9B Technologies, Inc. · Filed Nov 20, 2015
Insider Transaction Report
Form 4
CATSIMATIDIS JOHN A
Director
Transactions
- Purchase
Common Stock
2015-11-05$1.10/sh+220,682$242,750→ 993,187 total(indirect: United Acquisition Corp.) - Purchase
Warrant (right to purcahse)
2015-11-05+55,170→ 55,170 total(indirect: United Acquisition Corp.)Exercise: $1.50From: 2015-11-05Exp: 2020-11-05→ common stock , par value $0.001 (55,170 underlying)
Footnotes (2)
- [F1]United Acquisition Corp. has completed a Securities Purchase Agreement with the Company, in which United Acquisition has purchased 220,682 shares of common stock at $1.10 per share. Additionally, United Acquisition Corp. was provided 25% warrant coverage, the right to buy 55,170 shares of common stock at a Warrant Exercise Price of $1.50 per share.
- [F2]As a result of this purchase, 608,187 shares of stock are held by United Acquisition Corp., which is indirectly 100% owned and controlled by John A. Catsimatidis, who is therefore deemed the indirect beneficial owner. 10,000 shares of stock are held by United Refining Inc., which is indirectly 100% owned and controlled by John A. Catsimatidis, who is therefore deemed the indirect beneficial owner. John Catsimatidis directly owns 375,000 shares.