4//SEC Filing
ISSUER DIRECT CORP 4
Accession 0001354488-15-005523
$ACCSCIK 0000843006operating
Filed
Dec 13, 7:00 PM ET
Accepted
Dec 14, 10:34 AM ET
Size
12.0 KB
Accession
0001354488-15-005523
Insider Transaction Report
Form 4
BALBIRNIE BRIAN R
DirectorChairman and CEO10% Owner
Transactions
- Purchase
Common Stock
2015-12-11$6.06/sh+600$3,637→ 619,255 total - Purchase
Common Stock
2015-12-04$6.06/sh+200$1,212→ 618,655 total
Holdings
- 8,000(indirect: By Spouse)
Option to Purchase Common Stock
Exp: 2024-12-16→ Common Stock (500 underlying) - 7,500(indirect: By Spouse)
Option to Purchase Common Stock
Exp: 2022-04-02→ Common Stock (7,500 underlying) - 1,000(indirect: By Spouse)
Restricted Stock Unit
Exp: 2016-12-16→ Common Stock (1,000 underlying)
Footnotes (5)
- [F1]The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.99 to $6.13. The Reporting Person undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.
- [F2]The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.05 to $6.12. The Reporting Person undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.
- [F3]2010 Equity Incentive Plan ? Incentive Stock Option issued to spouse over a period with conversion prices ranging from 1.70 to 3.33. All such options have vested as of the date of this filing.
- [F4]2014 Equity Incentive Plan ? Incentive Stock Option issued to spouse on December 16, 2014 with the following vesting schedule: 25% upon the first anniversary of grant and the remaining 75% on a quarterly basis for the three years thereafter. All options under this grant accelerate upon a Corporate Transaction as defined in the Registrant?s 2014 Equity Inventive Plan.
- [F5]2014 Equity Incentive Plan ? Restrictive Stock Unit grant to spouse on December 16, 2014 with the following vesting schedule: 100% upon the first anniversary of grant. All restricted stock units vest upon a Corporate Transaction as defined in the Registrant?s 2014 Equity Inventive Plan. Each Restricted Stock Unit represents the right to receive, at settlement, one share of the Registrant?s common stock.
Documents
Issuer
ISSUER DIRECT CORP
CIK 0000843006
Entity typeoperating
Related Parties
1- filerCIK 0000843006
Filing Metadata
- Form type
- 4
- Filed
- Dec 13, 7:00 PM ET
- Accepted
- Dec 14, 10:34 AM ET
- Size
- 12.0 KB