Cellular Biomedicine Group, Inc. 4

4 · Cellular Biomedicine Group, Inc. · Filed Mar 4, 2016

Insider Transaction Report

Form 4
Period: 2016-03-02
Cao Wei (William)
DirectorPresident and COO
Transactions
  • Exercise/Conversion

    Common Stock

    2016-03-02$5.40/sh+7,500$40,500181,972 total
  • Sale

    Common Stock

    2016-03-02$17.55/sh7,500$131,625174,472 total
  • Exercise/Conversion

    Non- Qualified Stock Option (right to buy) (2013 Plan)

    2016-03-02+7,50042,500 total
    Exercise: $5.40Exp: 2023-09-30Common Stock (7,500 underlying)
Footnotes (2)
  • [F1]The transaction reported was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 30, 2015. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.
  • [F2]The option vests according to the following schedule: 1/36th per month following the vesting commencement date of September 30, 2013.

Documents

1 file
  • 4
    issuerdirect_section16.xmlPrimary

    PRIMARY DOCUMENT