4//SEC Filing
CorMedix Inc. 4
Accession 0001354488-16-008420
$CRMDCIK 0001410098operating
Filed
Oct 24, 8:00 PM ET
Accepted
Oct 25, 4:32 PM ET
Size
18.0 KB
Accession
0001354488-16-008420
Insider Transaction Report
Form 4
CorMedix Inc.CRMD
Pfaffle Antony
Director
Transactions
- Exercise/Conversion
Common Stock, $0.001 par value per share
2016-10-21$0.68/sh+20,000$13,600→ 20,000 total - Exercise/Conversion
Stock Option (right to buy)
2016-10-21−20,000→ 80,000 totalExercise: $0.68Exp: 2022-12-05→ Common Stock, $0.001 par value per share (20,000 underlying) - Sale
Common Stock, $0.001 par value per share
2016-10-21$2.23/sh−20,000$44,600→ 0 total
Holdings
- 210,000
Stock Option (right to buy)
Exercise: $0.90Exp: 2023-03-22→ Common Stock, $0.001 par value per share (210,000 underlying) - 20,000
Stock Option (right to buy)
Exercise: $3.13Exp: 2020-03-30→ Common Stock, $0.001 par value per share (20,000 underlying) - 30,000
Stock Option (right to buy)
Exercise: $2.02Exp: 2024-01-09→ Common Stock, $0.001 par value per share (30,000 underlying) - 75,000
Stock Option (right to buy)
Exercise: $5.00Exp: 2025-02-24→ Common Stock, $0.001 par value per share (75,000 underlying) - 30,000
Stock Option (right to buy)
Exercise: $2.10Exp: 2021-01-14→ Common Stock, $0.001 par value per share (30,000 underlying) - 100,000
Stock Option (right to buy)
Exercise: $2.02Exp: 2024-01-09→ Common Stock, $0.001 par value per share (100,000 underlying) - 100,000
Stock Option (right to buy)
Exercise: $2.27Exp: 2024-04-01→ Common Stock, $0.001 par value per share (100,000 underlying)
Footnotes (10)
- [F1]This exercise and sale was effected pursuant to a Rule 10b5-1 trading plan executed by the reporting person on September 19, 2016.
- [F10]These options were granted on February 24, 2015, and vested immediately.
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.226 to $2.228, inclusive.
- [F3]These options vested as follows: (a) fifty percent (50%) on the date of the issuance of the CE mark certification, which occurred on July 5th, 2013, and (b) fifty percent (50%) on December 31, 2013.
- [F4]These options vested as follows: 1/3 on March 30, 2010; an additional 1/3 on March 30, 2011; and the remaining 1/3 on March 30, 2012.
- [F5]These options vested on January 14, 2012.
- [F6]These options vest based on performance milestones running through December 31, 2014.
- [F7]The options vest in full on the first anniversary of the date of grant.
- [F8]The options vested 100% on January 10, 2014.
- [F9]The options vested 100% on April 2, 2014.
Documents
Issuer
CorMedix Inc.
CIK 0001410098
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001410098
Filing Metadata
- Form type
- 4
- Filed
- Oct 24, 8:00 PM ET
- Accepted
- Oct 25, 4:32 PM ET
- Size
- 18.0 KB