$LPTH·4

LIGHTPATH TECHNOLOGIES INC · Nov 2, 3:02 PM ET

LIGHTPATH TECHNOLOGIES INC 4

4 · LIGHTPATH TECHNOLOGIES INC · Filed Nov 2, 2016

Insider Transaction Report

Form 4
Period: 2016-10-27
CIPOLLA DOROTHY M
CFO & Secretary
Transactions
  • Award

    Incentive stock option

    2016-10-27+39,73339,733 total
    Exercise: $1.55From: 2016-10-27Exp: 2026-10-27Class A common stock (39,733 underlying)
  • Award

    Incentive stock option

    2016-10-27+20,65220,652 total
    Exercise: $1.78From: 2017-10-27Exp: 2026-10-27Class A common stock (20,652 underlying)
Footnotes (2)
  • [F1]The Incentive Stock Option was granted to the reporting person in satisfaction of certain performance criteria being met for the fiscal year ended June 30, 2016. The incentive stock option became exercisable with respect to all shares underlying the option on October 27, 2016, the grant date.
  • [F2]The Incentive Stock Option was granted to the reporting person in satisfaction of certain performance criteria being met for the fiscal year ended June 30, 2016. The incentive stock option vests in four equal installments beginning on October 27, 2017.

Documents

1 file
  • 4
    issuerdirect_section16.xmlPrimary

    PRIMARY DOCUMENT