PEDEVCO CORP 4
4 · PEDEVCO CORP · Filed Dec 30, 2016
Insider Transaction Report
Form 4
PEDEVCO CORPPED
Overholtzer Gregory L
Chief Financial Officer
Transactions
- Award
Incentive Stock Option (Right to Buy)
2016-12-28$0.11/sh+600,000$66,000→ 600,000 totalExercise: $0.11From: 2016-12-28Exp: 2021-12-28→ Common Stock (600,000 underlying)
Holdings
- 11,000
Non-Qualified Stock Option (Right to Buy)
Exercise: $0.30From: 2012-02-09Exp: 2022-02-08→ Common Stock (11,000 underlying) - 116,667
Incentive Stock Option (Right to Buy)
Exercise: $0.51From: 2012-06-18Exp: 2022-06-18→ Common Stock (116,667 underlying) - 90,916
Common Stock
- 50,000
Incentive Stock Option (Right to Buy)
Exercise: $0.37From: 2015-01-07Exp: 2020-01-07→ Common Stock (50,000 underlying) - 150,000
Incentive Stock Option (Right to Buy)
Exercise: $0.22From: 2016-01-07Exp: 2021-01-07→ Common Stock (150,000 underlying)
Footnotes (2)
- [F1]Reporting Person's holdings include: 34,416 shares and 56,500 shares issued pursuant to restricted stock grants.
- [F2]Incentive Stock Option granted to Reporting Person with vesting as follows: (i) 50% of the shares on the six (6) month anniversary of the Grant Date; (ii) 30% on the twelve (12) month anniversary of the Grant Date and (iii) 20% on the eighteen (18) month anniversary of the Grant Date, in each case subject to the recipient of the Option being an employee of, or Consultant to, the Company on such vesting date and subject to the terms and conditions of a Stock Option Agreement.