PEDEVCO CORP 4
4 · PEDEVCO CORP · Filed Jan 3, 2017
Insider Transaction Report
Form 4
PEDEVCO CORPPED
Overholtzer Gregory L
Chief Financial Officer
Transactions
- Sale
Common Stock
2017-01-03$0.11/sh−7,750$823→ 83,166 total
Holdings
- 150,000
Incentive Stock Option (Right to Buy)
Exercise: $0.22From: 2016-01-07Exp: 2021-01-07→ Common Stock (150,000 underlying) - 116,667
Incentive Stock Option (Right to Buy)
Exercise: $0.51From: 2012-06-18Exp: 2022-06-18→ Common (116,667 underlying) - 50,000
Incentive Stock Option (Right to Buy)
Exercise: $0.37From: 2015-01-07Exp: 2020-01-07→ Common Stock (50,000 underlying) - 600,000
Incentive Stock Option (Right to Buy)
Exercise: $0.11From: 2016-12-28Exp: 2021-12-28→ Common (600,000 underlying) - 11,000
Non-Qualified Stock Option (Right to Buy)
Exercise: $0.30From: 2012-02-09Exp: 2022-02-08→ Common (11,000 underlying)
Footnotes (2)
- [F1]Shares were sold pursuant to a 10b5-1 trading plan previously adopted by Reporting Person to satisfy Reporting Person's tax liability in connection with the January 1, 2017 vesting of certain shares of restricted stock which were granted under the Company's 2012 Equity Incentive Plan, which grants were exempt from Section 16(b) pursuant to Rule 16b-13(d).
- [F2]Reporting Person's holdings include: 34,416 and 48,750 shares issued pursuant to restricted stock grants.