Meridian Waste Solutions, Inc. 4

4 · Meridian Waste Solutions, Inc. · Filed Feb 1, 2017

Form 4

Period: 2017-01-25

DirectorChief Executive Officer10% Owner

Transactions

Award
Warrants to purchase common stock
2017-01-30+302,663→ 302,663 total
Exercise: $5.16From: 2017-01-30Exp: 2022-01-30→ Common Stock (302,663 underlying)
Award
Common Stock, par value $0.025 per share
2017-01-25+212,654→ 713,234 total
Award
Common Stock, par value $0.025 per share
2017-01-30+302,663→ 1,015,897 total

Footnotes (5)

[F1]Effective November 3, 2016, the Issuer completed a 1-for-20 reverse stock split. All share amounts contained herein reflect such reverse stock split.
[F2]Shares issued pursuant to 2016 Equity Incentive and Stock Plan, in accordance with the Employment Agreement between Mr. Cosman and Issuer.
[F3]This amount includes 1,560 shares owned by Rush the Puck, LLC, a limited liability company in which Mr. Cosman is the majority member.
[F4]Shares purchased from underwriters in the public offering of the Issuer?s common stock and warrants to purchase Issuer?s common stock pursuant to the Registration Statement on Form S-1 filed with the Securities and Exchange Commission on September 9, 2016, as amended, and as declared effective on January 24, 2017 (the ?Offering?).
[F5]Pursuant to the Offering, investors purchased units (?Units?) comprised of one (1) share of the Issuer?s common stock and (1) warrant to purchase the Issuer?s common stock, for a price of $4.13 per Unit. Mr. Cosman paid $1,250,000 for 302,663 Units which include the securities.

Documents

1 file