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4//SEC Filing

CorMedix Inc. 4

Accession 0001354488-17-000231

$CRMDCIK 0001410098operating
View on SEC.govCompany Profile

Filed

Feb 7, 7:00 PM ET

Accepted

Feb 8, 4:01 PM ET

Size

17.6 KB

Accession

0001354488-17-000231

Insider Transaction Report

Form 4
Period: 2017-02-07
CorMedix Inc.CRMD
Pfaffle Antony
Director
Transactions
  • Sale

    Common Stock

    2017-02-07$2.00/sh−10,000$20,000→ 0 total
  • Exercise/Conversion

    Common Stock

    2017-02-07$0.68/sh+10,000$6,800→ 10,000 total
  • Exercise/Conversion

    Stock Option (right to buy)

    2017-02-07+10,000→ 70,000 total
    Exercise: $0.68Exp: 2022-12-05→ Common Stock, $0.001 par value per share (10,000 underlying)
Holdings

  • stock Option (right to buy)

    Exercise: $3.13Exp: 2020-03-30→ Common Stock, $0.001 par value per share (20,000 underlying)
    20,000

  • Stock Option (right to buy)

    Exercise: $2.10Exp: 2021-01-14→ Common Stock, $0.001 par value per share (30,000 underlying)
    30,000

  • Stock Option (right to buy)

    Exercise: $2.02Exp: 2024-01-09→ default (30,000 underlying)
    30,000

  • Stock Option (right to buy)

    Exercise: $5.00Exp: 2025-02-24→ Common Stock, $0.001 par value per share (75,000 underlying)
    75,000

  • Stock Option (right to buy)

    Exercise: $0.90Exp: 2023-03-22→ Common Stock, $0.001 par value per share (210,000 underlying)
    210,000

  • Stock Option (right to buy)

    Exercise: $2.02Exp: 2024-01-09→ Common Stock, $0.001 par value per share (100,000 underlying)
    100,000

  • Stock Option (right to buy)

    Exercise: $2.27Exp: 2024-04-01→ Common Stock, $0.001 par value per share (100,000 underlying)
    100,000
Footnotes (9)
  • [F1]This exercise and sale was effected pursuant to a Rule 10b5-1 trading plan executed by the reporting person on September 19, 2016.
  • [F2]These options vested as follows: fifty percent (50%) on the date of issuance of the CE mark certification, which occurred on July 5, 2013, and (b) fifty percent (50%) on December 31, 2013.
  • [F3]These options vested as follows: 1/3 on March 30, 2010; an additional 1/3 on March 30, 2011; and the remaining 1/3 on March 30, 2012.
  • [F4]These options vested on January 14, 2012.
  • [F5]These options vest based on performance milestones running through December 31, 2014.
  • [F6]The options vest in full on the first anniversary of the date of grant.
  • [F7]The options vested 100% on January 10, 2014.
  • [F8]The options vested 100% on April 2, 2014.
  • [F9]These options were granted on February 24, 2015, and vested immediately.

Documents

1 file

Issuer

CorMedix Inc.

CIK 0001410098

→
Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001410098

Filing Metadata

Form type
4
Filed
Feb 7, 7:00 PM ET
Accepted
Feb 8, 4:01 PM ET
Size
17.6 KB
View on SEC.gov