4//SEC Filing
GILES BRENT M 4
Accession 0001355435-24-000005
CIK 0000893847other
Filed
Mar 14, 8:00 PM ET
Accepted
Mar 15, 5:21 PM ET
Size
8.3 KB
Accession
0001355435-24-000005
Insider Transaction Report
Form 4
GILES BRENT M
DirectorCHIEF EXECUTIVE OFFICER
Transactions
- Purchase
Common Stock
2024-03-14$19.51/sh+1,224$23,875→ 5,527 total(indirect: By Trust) - Purchase
Common Stock
2024-03-14$19.57/sh+35$685→ 12,312 total
Holdings
- 1,325.886(indirect: By Trust)
Common Stock
Footnotes (4)
- [F1]The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $19.05 to $19.85, inclusive. The reporting person undertakes to provide to Hawthorn Bancshares, Inc., any security holder of Hawthorn Bancshares, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- [F2]Includes shares acquired since the last report pursuant to the Company's DRIP program.
- [F3]Represents 12,277 restricted stock units ("RSUs") granted under the Hawthorn Bancshares, Inc. Equity Incentive Plan. The RSUs vest in three equal annual installments on the first, second and third anniversary date of the grant, subject to the reporting person's continued employment on such vesting date. Also represents 10 shares held jointly with one daughter and 25 shares held jointly with another daughter.
- [F4]Includes shares acquired since the last report pursuant to the Company's Profit Sharing Trust.
Documents
Issuer
HAWTHORN BANCSHARES, INC.
CIK 0000893847
Entity typeother
Related Parties
1- filerCIK 0001355435
Filing Metadata
- Form type
- 4
- Filed
- Mar 14, 8:00 PM ET
- Accepted
- Mar 15, 5:21 PM ET
- Size
- 8.3 KB