GILES BRENT M 4
4 · HAWTHORN BANCSHARES, INC. · Filed May 1, 2024
Insider Transaction Report
Form 4
GILES BRENT M
DirectorCHIEF EXECUTIVE OFFICER
Transactions
- Purchase
Common Stock
2024-04-29$18.75/sh+2,000$37,500→ 7,567.816 total(indirect: By Trust) - Purchase
Common Stock
2024-04-30$18.18/sh+400$7,274→ 7,967.816 total(indirect: By Trust) - Award
Common Stock
2024-05-01+11,151→ 23,463 total
Holdings
- 2,225.868(indirect: By Trust)
Common Stock
Footnotes (4)
- [F1]The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $18.01 to $18.95, inclusive. The reporting person undertakes to provide to Hawthorn Bancshares, Inc., any security holder of Hawthorn Bancshares, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4.
- [F2]Includes shares acquired since the last report pursuant to the Company's DRIP program.
- [F3]Represents restricted stock units ("RSUs") granted under the Hawthorn Bancshares, Inc. Equity Incentive Plan. The RSUs vest in three equal annual installments on the first, second and third anniversary date of the grant, subject to the reporting person's continued employment on such vesting date.
- [F4]Includes shares acquired since the last report pursuant to the Company's Profit Sharing Trust.