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4//SEC Filing

GILES BRENT M 4

Accession 0001355435-24-000007

CIK 0000893847other

Filed

Apr 30, 8:00 PM ET

Accepted

May 1, 3:28 PM ET

Size

9.6 KB

Accession

0001355435-24-000007

Insider Transaction Report

Form 4
Period: 2024-04-29
GILES BRENT M
DirectorCHIEF EXECUTIVE OFFICER
Transactions
  • Purchase

    Common Stock

    2024-04-29$18.75/sh+2,000$37,5007,567.816 total(indirect: By Trust)
  • Purchase

    Common Stock

    2024-04-30$18.18/sh+400$7,2747,967.816 total(indirect: By Trust)
  • Award

    Common Stock

    2024-05-01+11,15123,463 total
Holdings
  • Common Stock

    (indirect: By Trust)
    2,225.868
Footnotes (4)
  • [F1]The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $18.01 to $18.95, inclusive. The reporting person undertakes to provide to Hawthorn Bancshares, Inc., any security holder of Hawthorn Bancshares, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4.
  • [F2]Includes shares acquired since the last report pursuant to the Company's DRIP program.
  • [F3]Represents restricted stock units ("RSUs") granted under the Hawthorn Bancshares, Inc. Equity Incentive Plan. The RSUs vest in three equal annual installments on the first, second and third anniversary date of the grant, subject to the reporting person's continued employment on such vesting date.
  • [F4]Includes shares acquired since the last report pursuant to the Company's Profit Sharing Trust.

Issuer

HAWTHORN BANCSHARES, INC.

CIK 0000893847

Entity typeother

Related Parties

1
  • filerCIK 0001355435

Filing Metadata

Form type
4
Filed
Apr 30, 8:00 PM ET
Accepted
May 1, 3:28 PM ET
Size
9.6 KB