Home/Filings/4/0001355435-25-000006
4//SEC Filing

GILES BRENT M 4

Accession 0001355435-25-000006

CIK 0000893847other

Filed

May 4, 8:00 PM ET

Accepted

May 5, 5:08 PM ET

Size

7.3 KB

Accession

0001355435-25-000006

Insider Transaction Report

Form 4
Period: 2025-05-01
GILES BRENT M
DirectorCHIEF EXECUTIVE OFFICER
Transactions
  • Award

    Common Stock

    2025-05-01+8,17427,545.388 total
Holdings
  • Common Stock

    (indirect: By Trust)
    4,625.562
  • Common Stock

    (indirect: By Trust)
    13,092.54
Footnotes (4)
  • [F1]Represents restricted stock units ("RSUs") granted under the Hawthorn Bancshares, Inc. Equity Incentive Plan. The RSUs vest in three equal annual installments on the first, second and third anniversary date of the grant, subject to the reporting person's continued employment on such vesting date.
  • [F2]Consists of (a) 35.388 shares of Common Stock, and (b) unvested restricted stock units ("RSUs") awarded to the reporting person under the Hawthorn Bancshares, Inc. Equity Incentive Plan that can be settled only in shares of Common Stock. The RSUs vest as follows: 3,717 units on May 1, 2025; 4,092 units on June 30, 2025; 6,442 units on May 1, 2026; 4,093 units on June 30, 2026; 6,442 units on May 1, 2027; and 2,724 units on May 1, 2028.
  • [F3]Includes shares acquired since the last report pursuant to the Company's Profit Sharing Trust.
  • [F4]Includes shares acquired since the last report pursuant to the Company's DRIP program.

Issuer

HAWTHORN BANCSHARES, INC.

CIK 0000893847

Entity typeother

Related Parties

1
  • filerCIK 0001355435

Filing Metadata

Form type
4
Filed
May 4, 8:00 PM ET
Accepted
May 5, 5:08 PM ET
Size
7.3 KB