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5//SEC Filing

Putnam Larry H 5

Accession 0001356492-11-000009

CIK 0001355607other

View on SEC.gov Company Profile

Filed

Jan 9, 7:00 PM ET

Accepted

Jan 10, 6:38 PM ET

Size

30.3 KB

Accession

0001356492-11-000009

Insider Transaction Report

Form 5

Period: 2010-12-31

Santa Lucia Bancorpslba.ob

Director

Transactions

Other
Common Stock
2010-04-23+27→ 1,383 total(indirect: By IRA)
Other
Common Stock
2010-04-23+11→ 565 total(indirect: By Spouse)
Other
Common Stock
2010-04-23+137→ 7,007 total(indirect: By 401(k))
Other
Common Stock
2010-04-23+1,319→ 67,313 total(indirect: By Trust)

Holdings

Common Stock
Exercise: $12.86From: 2006-12-10Exp: 2013-12-09→ Common Stock (4,161 underlying)
0
Common Stock
Exercise: $10.00From: 2012-02-17Exp: 2020-02-16→ Common Stock (204 underlying)
0
Common Stock
Exercise: $23.86From: 2007-09-15Exp: 2016-09-14→ Common Stock (2,080 underlying)
0
Common Stock
Exercise: $23.86From: 2009-09-15Exp: 2016-09-14→ Common Stock (2,080 underlying)
0
Common Stock
Exercise: $10.00From: 2013-02-17Exp: 2020-02-16→ Common Stock (204 underlying)
0
Common Stock
Exercise: $10.00From: 2014-02-17Exp: 2020-02-16→ Common Stock (204 underlying)
0
Common Stock
Exercise: $12.86From: 2004-12-10Exp: 2013-12-09→ Common Stock (4,161 underlying)
0
Common Stock
Exercise: $12.86From: 2005-12-10Exp: 2013-12-09→ Common Stock (4,161 underlying)
0
Common Stock
Exercise: $12.86From: 2007-12-10Exp: 2013-12-09→ Common Stock (4,161 underlying)
0
Common Stock
Exercise: $23.86From: 2010-09-15Exp: 2016-09-14→ Common Stock (2,080 underlying)
0
Common Stock
Exercise: $23.86From: 2011-09-15Exp: 2016-09-14→ Common Stock (2,080 underlying)
0
Common Stock
Exercise: $10.00From: 2011-02-17Exp: 2020-02-16→ Common Stock (204 underlying)
0
Common Stock
Exercise: $10.00From: 2015-02-17Exp: 2020-02-16→ Common Stock (204 underlying)
0
Common Stock
Exercise: $23.86From: 2008-09-15Exp: 2016-09-14→ Common Stock (2,080 underlying)
0
Common Stock
Exercise: $12.86From: 2008-12-10Exp: 2013-12-09→ Common Stock (4,161 underlying)
0

Footnotes (1)

[F1]All adjustments are due to a stock dividend issued 4/23/10

Documents

1 file

5
primary_doc.xmlPrimary
PRIMARY DOCUMENT

Issuer

Santa Lucia Bancorp

CIK 0001355607

Entity typeother

Related Parties

1

filerCIK 0001356521

Filing Metadata

Form type: 5
Filed: Jan 9, 7:00 PM ET
Accepted: Jan 10, 6:38 PM ET
Size: 30.3 KB

View on SEC.gov