5//SEC Filing
Filipponi Douglas C 5
Accession 0001356492-11-000012
CIK 0001355607other
Filed
Feb 8, 7:00 PM ET
Accepted
Feb 9, 7:59 PM ET
Size
20.2 KB
Accession
0001356492-11-000012
Insider Transaction Report
Form 5
Santa Lucia Bancorpslba.ob
Filipponi Douglas C
Director
Transactions
- Other
Common Stock
2010-04-23+67→ 3,438 total - Other
Common Stock
2010-04-23+2,525→ 128,820 total(indirect: By Trust)
Holdings
- 0
Common Stock
Exercise: $23.86From: 2007-09-15Exp: 2016-09-14→ Common Stock (1,040 underlying) - 0
Common Stock
Exercise: $23.86From: 2008-09-15Exp: 2016-09-14→ Common Stock (1,040 underlying) - 0
Common Stock
Exercise: $23.86From: 2010-09-15Exp: 2016-09-14→ Common Stock (1,040 underlying) - 0
Common Stock
Exercise: $10.00From: 2011-02-17Exp: 2020-02-16→ Common Stock (204 underlying) - 0
Common Stock
Exercise: $10.00From: 2013-02-17Exp: 2020-02-16→ Common Stock (204 underlying) - 0
Common Stock
Exercise: $10.00From: 2015-02-17Exp: 2020-02-16→ Common Stock (204 underlying) - 0
Common Stock
Exercise: $23.86From: 2009-09-15Exp: 2016-09-14→ Common Stock (1,040 underlying) - 0
Common Stock
Exercise: $23.86From: 2011-09-15Exp: 2016-09-14→ Common Stock (1,040 underlying) - 0
Common Stock
Exercise: $10.00From: 2012-02-17Exp: 2020-02-16→ Common Stock (204 underlying) - 0
Common Stock
Exercise: $10.00From: 2014-02-17Exp: 2020-02-16→ Common Stock (204 underlying)
Footnotes (1)
- [F1]All adjustments are due to a stock dividend issued 4/23/10, and showing those shares that are direct ownership vs. indirect ownership.
Documents
Issuer
Santa Lucia Bancorp
CIK 0001355607
Entity typeother
Related Parties
1- filerCIK 0001356534
Filing Metadata
- Form type
- 5
- Filed
- Feb 8, 7:00 PM ET
- Accepted
- Feb 9, 7:59 PM ET
- Size
- 20.2 KB