Earnings Feed
Start Free
Home/Filings/4/0001357681-11-000003
4//SEC Filing

CALDARELLI O. JOE 4

Accession 0001357681-11-000003

CIK 0001279176other
View on SEC.govCompany Profile

Filed

Feb 14, 7:00 PM ET

Accepted

Feb 15, 3:39 PM ET

Size

34.0 KB

Accession

0001357681-11-000003

Insider Transaction Report

Form 4
Period: 2011-02-11
CPI INTERNATIONAL, INC.CPII
CALDARELLI O. JOE
DirectorChief Executive Officer
Transactions
  • Other

    Employee Stock Option (Right to Buy)

    2011-02-11$9.50/sh+36,000$342,000→ 0 total
    Exercise: $10.00Exp: 2018-12-05→ Common Stock (36,000 underlying)
  • Other

    Employee Stock Option (Right to Buy)

    2011-02-11$2.71/sh+30,000$81,300→ 0 total
    Exercise: $16.79Exp: 2017-11-30→ Common Stock (30,000 underlying)
  • Other

    Employee Stock Option (Right to Buy)

    2011-02-11$1.50/sh+45,000$67,500→ 0 total
    Exercise: $18.00Exp: 2016-04-27→ Common Stock (45,000 underlying)
  • Other

    Employee Stock Option (Right to Buy)

    2011-02-11$15.18/sh+43,584$661,605→ 0 total
    Exercise: $4.32From: 2008-09-29Exp: 2014-09-29→ Common Stock (43,584 underlying)
  • Disposition to Issuer

    Common Stock, par value $0.01 per share

    2011-02-11$19.50/sh−163,784$3,193,788→ 0 total
  • Other

    Employee Stock Option (Right to Buy)

    2011-02-11$0.17/sh+36,000$6,120→ 0 total
    Exercise: $19.33Exp: 2020-12-01→ Common Stock (36,000 underlying)
  • Other

    Employee Stock Option (Right to Buy)

    2011-02-11$12.89/sh+10,896$140,449→ 0 total
    Exercise: $6.61From: 2008-09-29Exp: 2014-09-29→ Common Stock (10,896 underlying)
  • Other

    Employee Stock Option (Right to Buy)

    2011-02-11$15.18/sh+517,566$7,856,652→ 0 total
    Exercise: $4.32From: 2008-03-01Exp: 2014-03-01→ Common Stock (517,566 underlying)
  • Other

    Employee Stock Option (Right to Buy)

    2011-02-11$9.84/sh+36,000$354,240→ 0 total
    Exercise: $9.66Exp: 2019-12-08→ Common Stock (36,000 underlying)
  • Other

    Employee Stock Option (Right to Buy)

    2011-02-11$5.28/sh+45,000$237,600→ 0 total
    Exercise: $14.22From: 2010-12-08Exp: 2016-12-08→ Common Stock (45,000 underlying)
  • Other

    Employee Stock Option (Right to Buy)

    2011-02-11$18.42/sh+7,411$136,511→ 0 total
    Exercise: $1.08From: 2008-02-03Exp: 2014-02-03→ Common Stock (7,411 underlying)
  • Other

    Employee Stock Option (Right to Buy)

    2011-02-11$19.30/sh+272,403$5,257,378→ 0 total
    Exercise: $0.20From: 2007-03-10Exp: 2013-03-10→ Common Stock (272,403 underlying)
Footnotes (12)
  • [F1]Disposed of pursuant to merger agreement between issuer and CPI International Acquisition, Inc. (formerly Catalyst Holdings, Inc.) in exchange for $19.50 per share in cash. Includes 12,000 restricted stock units that were granted under the issuer's 2006 Equity and Performance Incentive Plan and were previously reported on a Form 4 as acquired by the reporting person.
  • [F10]This option provided for vesting in four equal annual installments beginning on March 1, 2005. The option was cancelled following the merger in exchange for a cash payment equal to the excess of the amount payable for shares in the merger ($19.50) over the exercise price, resulting in a net payment of $15.18 per option.
  • [F11]This option provided for vesting in four equal annual installments beginning on February 3, 2005. The option was cancelled following the merger in exchange for a cash payment equal to the excess of the amount payable for shares in the merger ($19.50) over the exercise price, resulting in a net payment of $18.42 per option.
  • [F12]This option provided for vesting in four equal annual installments beginning on March 10, 2004. The option was cancelled following the merger in exchange for a cash payment equal to the excess of the amount payable for shares in the merger ($19.50) over the exercise price, resulting in a net payment of $19.30 per option.
  • [F2]This option provided for vesting in four equal annual installments beginning on December 1, 2011. 25% of the option was cancelled following the merger in exchange for a cash payment equal to the excess of the amount payable for shares in the merger ($19.50) over the exercise price, resulting in a net payment of $0.17 per option. The remaining 75% of the option was cancelled for no consideration.
  • [F3]This option provided for vesting in four equal annual installments beginning on December 8, 2010. The option was cancelled following the merger in exchange for a cash payment equal to the excess of the amount payable for shares in the merger ($19.50) over the exercise price, resulting in a net payment of $9.84 per option.
  • [F4]This option provided for vesting in four equal annual installments beginning on December 5, 2009. The option was cancelled following the merger in exchange for a cash payment equal to the excess of the amount payable for shares in the merger ($19.50) over the exercise price, resulting in a net payment of $9.50 per option.
  • [F5]This option provided for vesting in four equal annual installments beginning on November 30, 2008. The option was cancelled following the merger in exchange for a cash payment equal to the excess of the amount payable for shares in the merger ($19.50) over the exercise price, resulting in a net payment of $2.71 per option.
  • [F6]This option provided for vesting in four equal annual installments beginning on December 8, 2007. The option was cancelled following the merger in exchange for a cash payment equal to the excess of the amount payable for shares in the merger ($19.50) over the exercise price, resulting in a net payment of $5.28 per option.
  • [F7]This option provided for vesting in four equal annual installments beginning on April 27, 2008. The option was cancelled following the merger in exchange for a cash payment equal to the excess of the amount payable for shares in the merger ($19.50) over the exercise price, resulting in a net payment of $1.50 per option.
  • [F8]This option provided for vesting in four equal annual installments beginning on September 29, 2005. The option was cancelled following the merger in exchange for a cash payment equal to the excess of the amount payable for shares in the merger ($19.50) over the exercise price, resulting in a net payment of $12.89 per option.
  • [F9]This option provided for vesting in four equal annual installments beginning on September 29, 2005. The option was cancelled following the merger in exchange for a cash payment equal to the excess of the amount payable for shares in the merger ($19.50) over the exercise price, resulting in a net payment of $15.18 per option.

Documents

1 file

Issuer

CPI INTERNATIONAL, INC.

CIK 0001279176

→
Entity typeother

Related Parties

1
  • filerCIK 0001359270

Filing Metadata

Form type
4
Filed
Feb 14, 7:00 PM ET
Accepted
Feb 15, 3:39 PM ET
Size
34.0 KB
View on SEC.gov