4//SEC Filing
LITTMAN JOEL 4
Accession 0001357681-11-000008
CIK 0001279176other
Filed
Feb 14, 7:00 PM ET
Accepted
Feb 15, 3:51 PM ET
Size
33.5 KB
Accession
0001357681-11-000008
Insider Transaction Report
Form 4
LITTMAN JOEL
CFO, Treasurer and Secretary
Transactions
- Disposition to Issuer
Employee Stock Option (Right to Buy)
2011-02-11$0.17/sh+18,000$3,060→ 0 totalExercise: $19.33Exp: 2020-12-01→ Common Stock (18,000 underlying) - Disposition to Issuer
Employee Stock Option (Right to Buy)
2011-02-11$1.50/sh+22,000$33,000→ 0 totalExercise: $18.00Exp: 2016-04-27→ Common Stock (22,000 underlying) - Disposition to Issuer
Employee Stock Option (Right to Buy)
2011-02-11$15.18/sh+163,442$2,481,050→ 0 totalExercise: $4.32From: 2008-03-01Exp: 2014-03-01→ Common Stock (163,442 underlying) - Disposition to Issuer
Employee Stock Option (Right to Buy)
2011-02-11$12.89/sh+8,718$112,375→ 0 totalExercise: $6.61From: 2008-09-29Exp: 2014-09-29→ Common Stock (8,718 underlying) - Disposition to Issuer
Employee Stock Option (Right to Buy)
2011-02-11$19.30/sh+81,721$1,577,215→ 0 totalExercise: $0.20From: 2007-03-10Exp: 2013-03-10→ Common Stock (81,721 underlying) - Disposition to Issuer
Employee Stock Option (Right to Buy)
2011-02-11$18.76/sh+12,257$229,941→ 0 totalExercise: $0.74From: 2005-07-02Exp: 2011-07-02→ Common Stock (12,257 underlying) - Disposition to Issuer
Employee Stock Option (Right to Buy)
2011-02-11$9.50/sh+18,000$171,000→ 0 totalExercise: $10.00Exp: 2018-12-05→ Common Stock (18,000 underlying) - Disposition to Issuer
Employee Stock Option (Right to Buy)
2011-02-11$2.71/sh+15,000$40,650→ 0 totalExercise: $16.79Exp: 2017-11-30→ Common Stock (15,000 underlying) - Disposition to Issuer
Common Stock, par value $0.01 per share
2011-02-11$19.50/sh−39,057$761,612→ 0 total - Disposition to Issuer
Employee Stock Option (Right to Buy)
2011-02-11$9.84/sh+18,000$177,120→ 0 totalExercise: $9.66Exp: 2019-12-08→ Common Stock (18,000 underlying) - Disposition to Issuer
Employee Stock Option (Right to Buy)
2011-02-11$5.28/sh+22,000$116,160→ 0 totalExercise: $14.22From: 2010-12-08Exp: 2016-12-08→ Common Stock (22,000 underlying) - Disposition to Issuer
Employee Stock Option (Right to Buy)
2011-02-11$15.18/sh+34,866$529,266→ 0 totalExercise: $4.32From: 2008-09-29Exp: 2014-09-29→ Common Stock (34,866 underlying)
Footnotes (12)
- [F1]Disposed of pursuant to merger agreement between issuer and CPI International Acquisition, Inc. (formerly Catalyst Holdings, Inc.) in exchange for $19.50 per share in cash.
- [F10]This option provided for vesting in four equal annual installments beginning on March 1, 2005. The option was cancelled in exchange for a cash payment equal to the excess of the amount payable for shares in the merger ($19.50) over the exercise price, resulting in a net payment of $15.18 per option.
- [F11]This option provided for vesting in four equal annual installments beginning on March 10, 2004. The option was cancelled in exchange for a cash payment equal to the excess of the amount payable for shares in the merger ($19.50) over the exercise price, resulting in a net payment of $19.30 per option.
- [F12]This option provided for vesting in four equal annual installments beginning on July 2, 2002. The option was cancelled in exchange for a cash payment equal to the excess of the amount payable for shares in the merger ($19.50) over the exercise price, resulting in a net payment of $18.76 per option.
- [F2]This option provided for vesting in four equal annual installments beginning on December 1, 2011. 25% of the option was cancelled in exchange for a cash payment equal to the excess of the amount payable for shares in the merger ($19.50) over the exercise price, resulting in a net payment of $0.17 per option. The remaining 75% of the option was cancelled for no consideration.
- [F3]This option provided for vesting in four equal annual installments beginning on December 8, 2010. The option was cancelled in exchange for a cash payment equal to the excess of the amount payable for shares in the merger ($19.50) over the exercise price, resulting in a net payment of $9.84 per option.
- [F4]This option provided for vesting in four equal annual installments beginning on December 5, 2009. The option was cancelled in exchange for a cash payment equal to the excess of the amount payable for shares in the merger ($19.50) over the exercise price, resulting in a net payment of $9.50 per option.
- [F5]This option provided for vesting in four equal annual installments beginning on November 30, 2008. The option was cancelled in exchange for a cash payment equal to the excess of the amount payable for shares in the merger ($19.50) over the exercise price, resulting in a net payment of $2.71 per option.
- [F6]This option provided for vesting in four equal annual installments beginning on December 8, 2007. The option was cancelled in exchange for a cash payment equal to the excess of the amount payable for shares in the merger ($19.50) over the exercise price, resulting in a net payment of $5.28 per option.
- [F7]This option provided for vesting in four equal annual installments beginning on April 27, 2008. The option was cancelled in exchange for a cash payment equal to the excess of the amount payable for shares in the merger ($19.50) over the exercise price, resulting in a net payment of $1.50 per option.
- [F8]This option provided for vesting in four equal annual installments beginning on September 29, 2005. The option was cancelled in exchange for a cash payment equal to the excess of the amount payable for shares in the merger ($19.50) over the exercise price, resulting in a net payment of $12.89 per option.
- [F9]This option provided for vesting in four equal annual installments beginning on September 29, 2005. The option was cancelled in exchange for a cash payment equal to the excess of the amount payable for shares in the merger ($19.50) over the exercise price, resulting in a net payment of $15.18 per option.
Documents
Issuer
CPI INTERNATIONAL, INC.
CIK 0001279176
Entity typeother
Related Parties
1- filerCIK 0001359398
Filing Metadata
- Form type
- 4
- Filed
- Feb 14, 7:00 PM ET
- Accepted
- Feb 15, 3:51 PM ET
- Size
- 33.5 KB