Shah Himanshu 4
4 · Vitamin Shoppe, Inc. · Filed Jul 2, 2019
Insider Transaction Report
Form 4
Shah Himanshu
Director10% Owner
Transactions
- Award
Common Stock, par value $0.01
2019-07-01+19,893→ 56,164 total
Holdings
- 4,241,342(indirect: See Footnote No. 2)
Common Stock, par value $0.01
Footnotes (2)
- [F1]These shares are restricted stock units that were issued pursuant to the Registrant's 2018 Long-Term Incentive Plan, as the annual award to directors pursuant to the Director Compensation Plan and Stock Ownership Guidelines. Each restricted stock unit represents a contingent right to receive one share of common stock. Restricted stock units vest in four equal quarterly installments on October 1, 2019, January 2, 2020 April 1, 2020 and July 1, 2020.
- [F2]Owned by Shah Capital Opportunity Fund LP (the "Fund") which could be deemed to be owned beneficially by (i) Shah Capital Management, Inc. (SCM) solely as a result of its discretionary power over such shares as Investment Adviser to the Fund and (ii) Shah Capital LLC as the General Partner to the Fund. Deemed to be owned beneficially by SCM solely as a result of its discretionary power over such shares as Investment Advisor to its separately managed account clients. Mr. Shah is the President of SCM and the Managing Member of Shah Capital LLC and holds a controlling percentage of the outstanding securities of both entities. Mr. Shah disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein.