4//SEC Filing
Schmitz Doug 4
Accession 0001362118-13-000059
CIK 0001286964other
Filed
May 23, 8:00 PM ET
Accepted
May 24, 11:29 AM ET
Size
8.2 KB
Accession
0001362118-13-000059
Insider Transaction Report
Form 4
Schmitz Doug
Director
Transactions
- Purchase
7.25% Subordinated Secured Notes Due 2018
2013-05-17$250500.00/sh(indirect: By corporation)Exercise: $0.30From: 2014-10-01Exp: 2018-10-01→ Class A Units (835,000 underlying) - Purchase
7.25% Subordinated Secured Notes Due 2018
2013-05-17$250500.00/shExercise: $0.30From: 2014-10-01Exp: 2018-10-01→ Class A Units (835,000 underlying)
Footnotes (3)
- [F1]The Subordinated Notes are convertible on: (i) October 1, 2014, (ii) each anniversary date thereafter prior to the maturity date, (iii) the maturity date of October 1, 2018, and (iv) immediately prior to the effective time of any sale of all or substantially all of the assets of the Company or merger.
- [F2]The Company reserved the right to issue Class B Units upon conversion if the principal balance of the Subordinated Notes exceeds the authorized Class A units at the conversion rate.
- [F3]Subordinated Units are held by Schmitz Grain, Inc. of which Doug Schmitz is a principal.
Documents
Issuer
Heron Lake BioEnergy, LLC
CIK 0001286964
Entity typeother
Related Parties
1- filerCIK 0001442425
Filing Metadata
- Form type
- 4
- Filed
- May 23, 8:00 PM ET
- Accepted
- May 24, 11:29 AM ET
- Size
- 8.2 KB