Wimbrow Dawne H 4

Accession 0001362832-18-000003

CIK 0000819793other

Filed

Aug 19, 8:00 PM ET

Accepted

Aug 20, 9:47 AM ET

Size

23.9 KB

Accession

0001362832-18-000003

Form 4

Period: 2018-08-16

Vice President GIS & CIO

Transactions

Exercise/Conversion
Class A Common Stock
2018-08-16$20.45/sh+300$6,135→ 300 total
Sale
Class A Common Stock
2018-08-16$75.91/sh−300$22,772→ 0 total
Discretionary Transaction
Class A Common Stock
2018-08-17$76.90/sh−599$46,063→ 0 total(indirect: By 401(k))
Sale
Class A Common Stock
2018-08-16$75.90/sh−600$45,537→ 0 total
Exercise/Conversion
Class A Common Stock
2018-08-16$20.63/sh+600$12,378→ 600 total
Exercise/Conversion
Employee Stock Option
2018-08-16−300→ 0 total
Exercise: $20.45Exp: 2021-11-06→ Class A Common (300 underlying)
Exercise/Conversion
Employee Stock Option
2018-08-16−600→ 0 total
Exercise: $20.63Exp: 2022-11-07→ Class A Common (600 underlying)

Holdings

Phantom Stock Units
From: 2015-03-01→ Class A Common Stock (454 underlying)
454
Phantom Stock Units
From: 2018-03-01→ Class A Common Stock (1,706 underlying)
1,706
Phantom Stock Units
From: 2016-03-01→ Class A Common Stock (1,011 underlying)
1,011
Phantom Stock Units
From: 2017-03-01→ Class A Common Stock (1,881 underlying)
1,881

Footnotes (10)

[F1]Option granted pursuant to Company's 1998 Stock Option Plan as incentive to remain in employ of Company.
[F10]426 Phantom Stock Units will be settled and payable each year on or about March 1, beginning March 1, 2018.
[F2]Fully exercisable.
[F3]Phantom Stock Units granted on February 27, 2015 pursuant to the Phantom Stock Plan. Each Phantom Stock Unit entitles the holder to receive the cash equivalent of one share of Class A Common Stock at the time of vesting.
[F4]453 Phantom Stock Units will be settled and payable each year on or about March 1, beginning March 1, 2015.
[F5]Phantom Stock Units granted on February 25, 2016 pursuant to the Phantom Stock Plan. Each Phantom Stock Unit entitles the holder to receive the cash equivalent of one share of Class A Common Stock at the time of vesting.
[F6]505 Phantom Stock Units will be settled and payable each year on or about March 1, beginning March 1, 2016.
[F7]Phantom Stock Units granted on February 23, 2017 pursuant to the Phantom Stock Plan. Each Phantom Stock Unit entitles the holder to receive the cash equivalent of one share of Class A Common Stock at the time of vesting.
[F8]628 Phantom Stock Units will be settled and payable each year on or about March 1, beginning March 1, 2017.
[F9]Phantom Stock Units granted on February 22, 2018 pursuant to the Phantom Stock Plan. Each Phantom Stock Unit entitles the holder to receive the cash equivalent of one share of Class A Common Stock at the time of vesting.

Documents

2 files

ALBANY INTERNATIONAL CORP /DE/

CIK 0000819793

Entity typeother