4/A//SEC Filing
Swatek Mark 4/A
Accession 0001363411-09-000002
CIK 0000092472other
Filed
Apr 12, 8:00 PM ET
Accepted
Apr 13, 5:33 PM ET
Size
12.9 KB
Accession
0001363411-09-000002
Insider Transaction Report
Form 4/AAmended
Swatek Mark
DirectorCEO & Chairman of the Board
Transactions
- Purchase
Common Stock
2007-07-01$11.69/sh+385$4,501→ 13,189 total - Purchase
Common Stock
2007-04-01$12.46/sh+421$5,246→ 11,204 total - Purchase
Common Stock
2007-10-01$11.38/sh+462$5,258→ 13,651 total - Purchase
Common Stock
2007-01-01$11.43/sh+393$4,492→ 783 total - Award
Common Stock
2008-01-29+21,978→ 36,032 total - Purchase
Common Stock
2008-01-01$11.15/sh+403$4,493→ 14,054 total
Footnotes (3)
- [F1]Shares acquired under the SWWC Employee Stock Purchase Plan.
- [F2]While doing an audit, discovered that ESPP purchases from 2007 and January 2008, and a January 2008 RSA grant had never been reported. Shares shown in column 5 on this Form 4 is corrected total as of 1/29/08. Correct total number of shares held by reporting person at 4/13/09 is 141,035.
- [F3]Restricted Stock Award subject to accelerated vesting if specified targets are achieved.
Documents
Issuer
SOUTHWEST WATER CO
CIK 0000092472
Entity typeother
Related Parties
1- filerCIK 0001363411
Filing Metadata
- Form type
- 4/A
- Filed
- Apr 12, 8:00 PM ET
- Accepted
- Apr 13, 5:33 PM ET
- Size
- 12.9 KB