4//SEC Filing
FIRST OPPORTUNITY FUND INC 4
Accession 0001365133-15-000001
CIK 0000790202other
Filed
Mar 23, 8:00 PM ET
Accepted
Mar 24, 6:50 PM ET
Size
9.5 KB
Accession
0001365133-15-000001
Insider Transaction Report
Form 4
CICIORA SUSAN L
Director
Transactions
- Sale
Common Stock
2015-03-20−2,725,929→ 0 total
MILDRED B. HOREJSI TRUST
10% Owner
Transactions
- Sale
Common Stock
2015-03-20−2,725,929→ 0 total
HOREJSI STEWART R
10% Owner
Transactions
- Sale
Common Stock
2015-03-20−2,725,929→ 0 total
Footnotes (3)
- [F1]Disposed of on March 20, 2015 pursuant to an Agreement and Plan of Reorganization between the Issuer and Boulder Growth & Income Fund, Inc. (BIF) and two affiliated funds in exchange for BIF common stock at a conversion rate of 1.111719 shares of BIF common stock (net asset value $10.73 per share) for each share of Issuers common stock (net asset value $11.93 per share).
- [F2]The trustees of the Mildred B. Horejsi Trust (the "Mildred Trust") are Alaska Trust Company ("Alaska Trust"), Susan L. Ciciora and Brian Sippy. Such trustees may be deemed to control the Mildred Trust and may be deemed to possess indirect beneficial ownership of the Shares held by the Mildred Trust. However, none of the trustees, acting alone, can vote or exercise dispositive authority over Shares held by the Mildred Trust. Accordingly, Alaska Trust, Ms. Ciciora and Mr. Sippy disclaim beneficial ownership of the Shares beneficially owned, directly or indirectly, by the Mildred Trust. In addition to serving as a trustee, Ms. Ciciora is also a beneficiary of the Mildred Trust. As a result of his advisory role with the Mildred Trust, Stewart R. Horejsi may be deemed to have indirect beneficial ownership of the Shares directly beneficially owned by the Mildred Trust. However, Mr. Horejsi disclaims such beneficial ownership of the Shares directly beneficially held by the Mildred Trust.
- [F3]Trusts, persons and entities affiliated with the Mildred Trust, including the Lola Brown Trust No. 1B, Stewart R. Horejsi Trust No. 2, and Susan L. Ciciora Trust owned an aggregate of 11,402,886 Shares of the Issuer prior to the reorganization of the Issuer on March 20, 2015.
Documents
Issuer
FIRST OPPORTUNITY FUND INC
CIK 0000790202
Entity typeother
IncorporatedMD
Related Parties
1- filerCIK 0000790202
Filing Metadata
- Form type
- 4
- Filed
- Mar 23, 8:00 PM ET
- Accepted
- Mar 24, 6:50 PM ET
- Size
- 9.5 KB