Lazar Michael B 4
4 · BlackRock Kelso Capital CORP · Filed Jan 6, 2009
Insider Transaction Report
Form 4
Lazar Michael B
Chief Operating OfficerOther
Transactions
- Award
Common Stock, par value $0.001 per share
2009-01-02+23,671.5→ 76,481.6 total
Holdings
- 46,788.94(indirect: By LLC)
Common Stock, par value $0.001 per share
- 6,947.33(indirect: By LLC)
Common Stock, par value $0.001 per share
- 38,457.04(indirect: By IRA)
Common Stock, par value $0.001 per share
- 2,010.54(indirect: By Trust)
Common Stock, par value $0.001 per share
- 1,554,299.98(indirect: By LLC)
Common Stock, par value $0.001 per share
Footnotes (7)
- [F1]Restricted Shares granted by BlackRock Kelso Capital Advisors LLC ("Advisor") pursuant to a Restricted Stock Agreement, dated January 2, 2009, vesting in equal installments on January 2, 2010, 2011 and 2012.
- [F2]Includes 2,232.53 Restricted Shares granted by Advisor pursuant to a Restricted Stock Agreement, dated January 2, 2007, vesting on January 2, 2010 and 12,117.18 Restricted Shares granted by Advisor pursuant to a Restricted Stock Agreement, dated December 31, 2007, vesting in equal installments on January 2, 2010 and 2011.
- [F3]Owned indirectly through the Reporting Person's direct ownership of interests in BlackRock Kelso Capital Super Holdings LLC ("Super"), which owns Common Stock of the Issuer through its indirect ownership of interests in BlackRock Kelso Capital Holding LLC ("Holding").
- [F4]Owned indirectly through the Reporting Person's direct ownership of interests in Advisor, which owns Common Stock of the Issuer through its indirect ownership of interests in Holding.
- [F5]The Reporting Person has a pecuniary interest in Michael B. Lazar IRA, which has a direct ownership interest in Super. See Footnote 3.
- [F6]The Reporting Person has a pecuniary interest in Lazar 2005 Family Trust, U/T/A dated 6/14/2005, which has a direct ownership interest in Advisor. See Footnote 4. The Reporting Person disclaims beneficial ownership of the shares beneficially owned by such trust.
- [F7]The Reporting Person, as a Manager of Advisor, may be deemed to beneficially own all the Common Stock of the Issuer owned by Advisor. The Reporting Person disclaims benefical ownership of such shares except to the extent of his pecuniary interest therein and the inclusion of such shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or otherwise.