4//SEC Filing
Amtrust Financial Services, Inc. 4
Accession 0001365555-16-000236
CIK 0001365555operating
Filed
Mar 6, 7:00 PM ET
Accepted
Mar 7, 4:22 PM ET
Size
18.5 KB
Accession
0001365555-16-000236
Insider Transaction Report
Form 4
MILLER JAY J
Director
Transactions
- Exercise/Conversion
Restricted Stock Units
2016-03-05−1,114→ 0 total→ Common Stock (1,114 underlying) - Exercise/Conversion
Common Stock
2016-03-05+2,200→ 46,110 total - Exercise/Conversion
Common Stock
2016-03-05+2,000→ 48,110 total - Exercise/Conversion
Common Stock
2016-03-05+1,114→ 49,224 total - Exercise/Conversion
Restricted Stock Units
2016-03-05−2,200→ 0 total→ Common Stock (2,200 underlying) - Exercise/Conversion
Restricted Stock Units
2016-03-05−2,000→ 2,000 total→ Common Stock (2,000 underlying) - Award
Restricted Stock Units
2016-03-05+1,944→ 1,944 total→ Common Stock (1,944 underlying)
Footnotes (12)
- [F1]As a result of AmTrust Financial Services, Inc.'s two-for-one stock split, 1,100 restricted stock units granted to the reporting person on March 5, 2013 that had not yet vested on February 2, 2016 became 2,200 restricted stock units.
- [F10]On March 5, 2014, Mr. Miller received restricted stock units subject to a three-year vesting schedule, vesting one-third on each of the first, second, and third anniversaries of the grant date. As restricted stock units vest, the vested units are automatically converted to vested common stock on a one-for-one basis on the vesting date.
- [F11]On March, 5, 2015, Mr. Miller received restricted stock units that will vest on the first year anniversary of the grant date. As restricted stock units vest, the vested units are automatically converted to vested common stock on a one-for-one basis on the vesting date.
- [F12]On March 5, 2016, Mr. Miller received restricted stock units that will vest on the first year anniversary of the grant date. As restricted stock units vest, the vested units are automatically converted to vested common stock on a one-for-one basis on the vesting date.
- [F2]Acquisition of common stock resulting from the vesting of one-third of the restricted stock units granted to Mr. Miller on March 5, 2013.
- [F3]On February 2, 2016, the common stock of AmTrust Financial Services, Inc. split two-for-one, resulting in the reporting person's ownership of 21,955 additional shares of common stock.
- [F4]As a result of AmTrust Financial Services, Inc.'s two-for-one stock split, 2,000 restricted stock units granted to the reporting person on March 5, 2014 that had not yet vested on February 2, 2016 became 4,000 restricted stock units.
- [F5]Acquisition of common stock resulting from the vesting of one-third of the restricted stock units granted to Mr. Miller on March 5, 2014.
- [F6]As a result of AmTrust Financial Services, Inc.'s two-for-one stock split, 557 restricted stock units granted to the reporting person on March 5, 2015 that had not yet vested on February 2, 2016 became 1,114 restricted stock units.
- [F7]Acquisition of common stock resulting from the vesting of one-third of the restricted stock units granted to Mr. Miller on March 5, 2015.
- [F8]Each restricted stock unit represents a contingent right to receive one share of AmTrust Financial Services, Inc.'s common stock.
- [F9]On March 5, 2013, Mr. Miller received restricted stock units subject to a three-year vesting schedule, vesting one-third on the first, second, and third anniversaries of the grant date. As restricted stock units vest, the vested units are automatically converted to vested common stock on a one-for-one basis on the vesting date.
Documents
Issuer
Amtrust Financial Services, Inc.
CIK 0001365555
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001365555
Filing Metadata
- Form type
- 4
- Filed
- Mar 6, 7:00 PM ET
- Accepted
- Mar 7, 4:22 PM ET
- Size
- 18.5 KB