4//SEC Filing
Caviet Max G 4
Accession 0001365555-18-000042
CIK 0001365555other
Filed
Mar 6, 7:00 PM ET
Accepted
Mar 7, 5:32 PM ET
Size
25.7 KB
Accession
0001365555-18-000042
Insider Transaction Report
Form 4
Caviet Max G
President of Subsidiary
Transactions
- Tax Payment
Common Stock
2018-03-05$12.80/sh−3,806$48,717→ 424,917 total - Exercise/Conversion
Common Stock
2018-03-05+3,080→ 427,997 total - Tax Payment
Common Stock
2018-03-05$12.80/sh−1,448$18,534→ 426,549 total - Exercise/Conversion
Restricted Stock Units
2018-03-05−9,272→ 0 total→ Common Stock (9,272 underlying) - Exercise/Conversion
Restricted Stock Units
2018-03-05−7,952→ 7,952 total→ Common Stock (7,952 underlying) - Exercise/Conversion
Restricted Stock Units
2018-03-05−8,097→ 16,194 total→ Common Stock (8,097 underlying) - Exercise/Conversion
Restricted Stock Units
2018-03-05−3,080→ 9,237 total→ Common Stock (3,080 underlying) - Exercise/Conversion
Common Stock
2018-03-05+9,272→ 420,770 total - Tax Payment
Common Stock
2018-03-05$12.80/sh−4,358$55,782→ 416,412 total - Exercise/Conversion
Common Stock
2018-03-05+7,952→ 424,364 total - Tax Payment
Common Stock
2018-03-05$12.80/sh−3,738$47,846→ 420,626 total - Exercise/Conversion
Common Stock
2018-03-05+8,097→ 428,723 total
Footnotes (13)
- [F1]Acquisition of common stock resulting from the vesting of one-fourth of the restricted stock units granted to Mr. Caviet on March 5, 2014.
- [F10]On March 5, 2014, Mr. Caviet received restricted stock units subject to a four-year vesting schedule, vesting one-fourth on each of the first, second, third and fourth anniversaries of the grant date. As restricted stock units vest, the vested units are automatically converted to vested common stock on a one-for-one basis on the vesting date.
- [F11]On March 5, 2015, Mr. Caviet received restricted stock units subject to a four-year vesting schedule, vesting one-fourth on each of the first, second, third and fourth anniversaries of the grant date. As restricted stock units vest, the vested units are automatically converted to vested common stock on a one-for-one basis on the vesting date.
- [F12]On March 5, 2016, Mr. Caviet received restricted stock units subject to a four-year vesting schedule, vesting one-fourth on the first, second, third and fourth anniversaries of the grant date. As restricted stock units vest, the vested units are automatically converted to vested common stock on a one-for-one basis on the vesting date.
- [F13]On April 5, 2017, Mr. Caviet received restricted stock units that will vest one-fourth on each March 5th of the first, second, third and fourth years following the grant date. As restricted stock units vest, the vested units are automatically converted to vested common stock on a one-for-one basis on the vesting date.
- [F2]Disposition of common stock resulting from the withholding of securities for the payment of tax liability relating to the vesting of one-fourth of the restricted stock units granted to Mr. Caviet on March 5, 2014.
- [F3]Acquisition of common stock resulting from the vesting of one-fourth of the restricted stock units granted to Mr. Caviet on March 5, 2015.
- [F4]Disposition of common stock resulting from the withholding of securities for the payment of tax liability relating to the vesting of one-fourth of the restricted stock units granted to Mr. Caviet on March 5, 2015.
- [F5]Acquisition of common stock resulting from the vesting of one-fourth of the restricted stock units granted to Mr. Caviet on March 5, 2016.
- [F6]Disposition of common stock resulting from the withholding of securities for the payment of tax liability relating to the vesting of one-fourth of the restricted stock units granted to Mr. Caviet on March 5, 2016.
- [F7]Acquisition of common stock resulting from the vesting of one-fourth of the restricted stock units granted to Mr. Caviet on April 5, 2017.
- [F8]Disposition of common stock resulting from the withholding of securities for the payment of tax liability relating to the vesting of one-fourth of the restricted stock units granted to Mr. Caviet on April 5, 2017.
- [F9]Each restricted stock unit represents a contingent right to receive one share of AmTrust Financial Services, Inc.'s common stock.
Documents
Issuer
Amtrust Financial Services, Inc.
CIK 0001365555
Entity typeother
Related Parties
1- filerCIK 0001381044
Filing Metadata
- Form type
- 4
- Filed
- Mar 6, 7:00 PM ET
- Accepted
- Mar 7, 5:32 PM ET
- Size
- 25.7 KB