Zyskind Barry D 4
4 · Amtrust Financial Services, Inc. · Filed Mar 7, 2018
Insider Transaction Report
Form 4
Zyskind Barry D
DirectorPresident and CEO10% Owner
Transactions
- Exercise/Conversion
Common Stock
2018-03-05+125,000→ 13,920,957 total - Tax Payment
Common Stock
2018-03-05$12.80/sh−51,433$658,342→ 13,869,524 total - Exercise/Conversion
Common Stock
2018-03-05+29,149→ 13,898,673 total - Tax Payment
Common Stock
2018-03-05$12.80/sh−14,735$188,608→ 13,883,938 total - Exercise/Conversion
Restricted Stock Units
2018-03-05−125,000→ 0 total→ Common Stock (125,000 underlying) - Exercise/Conversion
Restricted Stock Units
2018-03-05−29,149→ 58,298 total→ Common Stock (29,149 underlying)
Footnotes (7)
- [F1]Acquisition of common stock resulting from the vesting of one-fourth of the restricted stock units granted to Mr. Zyskind on March 5, 2014.
- [F2]Disposition of common stock resulting from the withholding of securities for the payment of tax liability relating to the vesting of one-fourth of the restricted stock units granted to Mr. Zyskind on March 5, 2014.
- [F3]Acquisition of common stock resulting from the vesting of one-fourth of the restricted stock units granted to Mr. Zyskind on March 5, 2016.
- [F4]Disposition of common stock resulting from the withholding of securities for the payment of tax liability relating to the vesting of one-fourth of the restricted stock units granted to Mr. Zyskind on March 5, 2016.
- [F5]Each restricted stock unit represents a contingent right to receive one share of AmTrust Financial Services, Inc.'s common stock.
- [F6]On March 5, 2014, Mr. Zyskind received restricted stock units subject to a four-year vesting schedule, vesting one-fourth on each of the first, second, third and fourth anniversaries of the grant date. As restricted stock units vest, the vested units are automatically converted to vested common stock on a one-for-one basis on the vesting date.
- [F7]On March 5, 2016, Mr. Zyskind received restricted stock units subject to a four-year vesting schedule, vesting one-fourth on each of the first, second, third and fourth anniversaries of the grant date. As restricted stock units vest, the vested units are automatically converted to vested common stock on a one-for-one basis on the vesting date.