4//SEC Filing
Karkowsky Adam 4
Accession 0001365555-18-000105
CIK 0001365555other
Filed
May 23, 8:00 PM ET
Accepted
May 24, 4:19 PM ET
Size
20.1 KB
Accession
0001365555-18-000105
Insider Transaction Report
Form 4
Karkowsky Adam
Senior Vice President
Transactions
- Exercise/Conversion
Common Stock
2018-05-23+7,308→ 71,690 total - Tax Payment
Common Stock
2018-05-23$13.76/sh−5,419$74,565→ 64,382 total - Exercise/Conversion
Restricted Stock Units
2018-05-23−11,064→ 0 total→ Common Stock (11,064 underlying) - Exercise/Conversion
Restricted Stock Units
2018-05-23−9,557→ 19,113 total→ Common Stock (9,557 underlying) - Exercise/Conversion
Common Stock
2018-05-23+11,064→ 69,801 total - Tax Payment
Common Stock
2018-05-23$13.76/sh−3,579$49,247→ 68,111 total - Tax Payment
Common Stock
2018-05-23$13.76/sh−4,681$64,411→ 72,987 total - Exercise/Conversion
Common Stock
2018-05-23+9,557→ 77,668 total - Exercise/Conversion
Restricted Stock Units
2018-05-23−7,308→ 7,308 total→ Common Stock (7,308 underlying)
Footnotes (10)
- [F1]Acquisition of common stock resulting from the vesting of one-fourth of the restricted stock units granted to Mr. Karkowsky on May 23, 2014.
- [F10]On May 23, 2016, Mr. Karkowsky received restricted stock units subject to a four-year vesting schedule, vesting 25% on the first, second, third and fourth anniversaries of the grant date. As restricted stock units vest, the vested units are converted to vested common stock on a one-for-one basis on the vesting date.
- [F2]Disposition of common stock resulting from the withholding of securities for the payment of tax liability relating to the vesting of one-fourth of the restricted stock units granted to Mr. Karkowsky on May 23, 2014.
- [F3]Acquisition of common stock resulting from the vesting of one-fourth of the restricted stock units granted to Mr. Karkowsky on May 23, 2015.
- [F4]Disposition of common stock resulting from the withholding of securities for the payment of tax liability relating to the vesting of one-fourth of the restricted stock units granted to Mr. Karkowsky on May 23, 2015.
- [F5]Acquisition of common stock resulting from the vesting of one-fourth of the restricted stock units granted to Mr. Karkowsky on May 23, 2016.
- [F6]Disposition of common stock resulting from the withholding of securities for the payment of tax liability relating to the vesting of one-fourth of the restricted stock units granted to Mr. Karkowsky on May 23, 2016.
- [F7]Each restricted stock unit represents a contingent right to receive one share of AmTrust Financial Services, Inc.'s common stock.
- [F8]On May 23, 2014, Mr. Karkowsky received restricted stock units subject to a four-year vesting schedule, vesting 25% on the first, second, third and fourth anniversaries of the grant date. As restricted stock units vest, the vested units are automatically converted to vested common stock on a one-for-one basis on the vesting date.
- [F9]On May 23, 2015, Mr. Karkowsky received restricted stock units subject to a four-year vesting schedule, vesting 25% on the first, second, third and fourth anniversaries of the grant date. As restricted stock units vest, the vested units are automatically converted to vested common stock on a one-for-one basis on the vesting date.
Documents
Issuer
Amtrust Financial Services, Inc.
CIK 0001365555
Entity typeother
Related Parties
1- filerCIK 0001601030
Filing Metadata
- Form type
- 4
- Filed
- May 23, 8:00 PM ET
- Accepted
- May 24, 4:19 PM ET
- Size
- 20.1 KB