Gorelik Ariel 4

4 · Amtrust Financial Services, Inc. · Filed Dec 3, 2018

Insider Transaction Report

Form 4
Period: 2018-11-29
Gorelik Ariel
SVP, Chief Information Officer
Transactions
  • Disposition to Issuer

    Restricted Stock Units

    2018-11-293120 total
    Common Stock (312 underlying)
  • Disposition to Issuer

    Restricted Stock Units

    2018-11-2910,7760 total
    Common Stock (10,776 underlying)
  • Disposition to Issuer

    Restricted Stock Units

    2018-11-291,4330 total
    Common Stock (1,433 underlying)
  • Disposition to Issuer

    Restricted Stock Units

    2018-11-2916,0650 total
    Common Stock (16,065 underlying)
Footnotes (6)
  • [F1]When granted, each restricted stock unit represented a contingent right to receive one share of AmTrust Financial Services, Inc.'s common stock.
  • [F2]Pursuant to the Agreement and Plan of Merger, dated as of March 1, 2018 and as amended June 6, 2018, by and among AmTrust Financial Services, Inc., Evergreen Parent, L.P. and Evergreen Merger Sub, Inc. (the "Merger Agreement"), each outstanding restricted stock unit was canceled and converted into a right to receive on the vesting date originally applicable to such restricted stock unit, subject to the terms applicable to such restricted stock unit, a cash payment equal to $14.75 per share, without interest, less any applicable withholding taxes, multiplied by the number of restricted stock units vesting on that vesting date.
  • [F3]On May 23, 2015, Mr. Gorelik received restricted stock units subject to a four-year vesting schedule, vesting 25% on the first, second, third and fourth anniversaries of the grant date.
  • [F4]On May 23, 2016, Mr. Gorelik received restricted stock units subject to a four-year vesting schedule, vesting 25% on the first, second, third and fourth anniversaries of the grant date.
  • [F5]On May 23, 2017, Mr. Gorelik received restricted stock units subject to a four-year vesting schedule, vesting 25% on the first, second, third and fourth anniversaries of the grant date.
  • [F6]On March 27, 2018, Mr. Gorelik received restricted stock units subject to a four-year vesting schedule, vesting on each March 5th of the first, second, third and fourth years following the grant date.

Documents

1 file
  • 4
    wf-form4_154384721083000.xmlPrimary

    FORM 4