Kung Frank 4/A
4/A · AMYRIS, INC. · Filed Aug 29, 2022
Insider Transaction Report
Form 4/AAmended
AMYRIS, INC.AMRS
KUNG FRANK
Director
Transactions
- Award
Common Stock
2022-08-22+80,000→ 87,409 total - Other
Common Stock
2022-08-23+7,409→ 16,207 total(indirect: By LLC) - Other
Common Stock
2022-08-23−7,409→ 80,000 total
Holdings
- 3,187,518(indirect: by Vivo Opportunity Fund, LP)
Common Stock
- 6,796,205(indirect: by Vivo Capital Fund VIII, L.P.)
Common Stock
- 938,416(indirect: by Vivo Capital Surplus Fund VIII, L.P.)
Common Stock
- 711,258(indirect: by Vivo Capital Fund IX, LP)
Common Stock
Footnotes (5)
- [F1]Pursuant to an agreement dated November 2, 2017 between the Reporting Person and Vivo Capital LLC, the Reporting Person agreed to remit the equity compensation received under Issuer's non-employee director compensation program to Vivo Capital if and when such equity compensation becomes vested and/or exercised.
- [F2]The Reporting Person is a voting member of Vivo Capital LLC and may be deemed to share voting and dispositive power over these shares with five (5) other voting members. The Reporting Person disclaims beneficial ownership over such shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of the reported shares for purposes of Section 16 or for any other purposes.
- [F3]The General Partner of the holder is Vivo Capital VIII, LLC, of which the Reporting Person is a voting member. The Reporting Person may be deemed to share voting and dispositive power over these shares with four (4) other voting members. The Reporting Person disclaims beneficial ownership over such shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of the reported shares for purposes of Section 16 or for any other purposes.
- [F4]The General Partner of the holder is Vivo Opportunity, LLC, of which the Reporting Person is a voting member. The Reporting Person may be deemed to share voting and dispositive power over these shares with four (4) other voting members. The Reporting Person disclaims beneficial ownership over such shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of the reported shares for purposes of Section 16 or for any other purposes.
- [F5]The General Partner of the holder is Vivo Capital IX LLC, of which the Reporting Person is a voting member. The Reporting Person may be deemed to share voting and dispositive power over these shares with six (6) other voting members. The Reporting Person disclaims beneficial ownership over such shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of the reported shares for purposes of Section 16 or for any other purposes.