Home/Filings/4/0001365916-22-000123
4//SEC Filing

DOERR L JOHN 4

Accession 0001365916-22-000123

CIK 0001365916other

Filed

Sep 14, 8:00 PM ET

Accepted

Sep 15, 4:46 PM ET

Size

13.0 KB

Accession

0001365916-22-000123

Insider Transaction Report

Form 4
Period: 2022-09-13
Transactions
  • Award

    Warrant (Right to Buy)

    2022-09-13+2,046,0362,046,036 total(indirect: By LLC)
    Exercise: $3.91From: 2022-09-13Exp: 2025-09-13Common Stock (2,046,036 underlying)
Hager Barbara
10% Owner
Transactions
  • Award

    Warrant (Right to Buy)

    2022-09-13+2,046,0362,046,036 total(indirect: By LLC)
    Exercise: $3.91From: 2022-09-13Exp: 2025-09-13Common Stock (2,046,036 underlying)
DOERR L JOHN
Director
Transactions
  • Award

    Warrant (Right to Buy)

    2022-09-13+2,046,0362,046,036 total(indirect: By LLC)
    Exercise: $3.91From: 2022-09-13Exp: 2025-09-13Common Stock (2,046,036 underlying)
Transactions
  • Award

    Warrant (Right to Buy)

    2022-09-13+2,046,0362,046,036 total(indirect: By LLC)
    Exercise: $3.91From: 2022-09-13Exp: 2025-09-13Common Stock (2,046,036 underlying)
Transactions
  • Award

    Warrant (Right to Buy)

    2022-09-13+2,046,0362,046,036 total(indirect: By LLC)
    Exercise: $3.91From: 2022-09-13Exp: 2025-09-13Common Stock (2,046,036 underlying)
Footnotes (3)
  • [F1]This warrant was issued in connection with the entry into that certain Loan and Security Agreement dated September 13, 2022 among the Issuer, certain subsidiaries of the Issuer and Foris Ventures, LLC.
  • [F2]L. John Doerr ("John Doerr") indirectly holds all of the membership interests in Foris Ventures, LLC ("FV"). John Doerr disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
  • [F3]Barbara Hager, the manager of FV, may be deemed to have sole power to vote and dispose of the shares held by FV. The Vallejo Ventures Trust U/T/A 2/12/96 ("VVT"), the member of FV, may be deemed to have sole power to vote and dispose of these securities and John Doerr and Ann Doerr, the trustees of VVT, and Barbara Hager, the special trustee of VVT, may be deemed to have shared power to vote and dispose of the reported securities. Each of John Doerr, Ann Doerr and Barbara Hager disclaims beneficial ownership of the reported securities except to the extent of their pecuniary interest therein. FV and VVT are represented on the issuer's board of directors by John Doerr. Accordingly, each of the Reporting Persons is deemed to be a director by deputization. The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16a-3(j) under the Exchange Act.

Issuer

AMYRIS, INC.

CIK 0001365916

Entity typeother
IncorporatedCA

Related Parties

1
  • filerCIK 0001032455

Filing Metadata

Form type
4
Filed
Sep 14, 8:00 PM ET
Accepted
Sep 15, 4:46 PM ET
Size
13.0 KB