4//SEC Filing
Mhatre Ravi 4
Accession 0001366050-25-000005
CIK 0001943896other
Filed
Dec 14, 7:00 PM ET
Accepted
Dec 15, 8:46 PM ET
Size
61.5 KB
Accession
0001366050-25-000005
Insider Transaction Report
Form 4
Rubrik, Inc.RBRK
Mhatre Ravi
Director10% Owner
Transactions
- Conversion
Class A Common Stock
2025-12-11+1,387,454→ 1,387,454 total(indirect: By Lightspeed Venture Partners IX, L.P.) - Conversion
Class A Common Stock
2025-12-11+322,103→ 322,103 total(indirect: By Lightspeed Venture Partners Select II, L.P.) - Conversion
Class A Common Stock
2025-12-11+626,864→ 626,864 total(indirect: By LLC) - Conversion
Class A Common Stock
2025-12-11+493,378→ 493,378 total(indirect: By LLC) - Conversion
Class A Common Stock
2025-12-11+345,340→ 345,340 total(indirect: By LLC) - Conversion
Class A Common Stock
2025-12-11+101,659→ 101,659 total(indirect: By Lightspeed Venture Partners X, L.P.) - Other
Class A Common Stock
2025-12-11−1,387,454→ 0 total(indirect: By Lightspeed Venture Partners IX, L.P.) - Other
Class A Common Stock
2025-12-11+362,473→ 362,473 total(indirect: By Lightspeed General Partner IX, L.P.) - Other
Class A Common Stock
2025-12-11−322,103→ 0 total(indirect: By Lightspeed Venture Partners Select II, L.P.) - Other
Class A Common Stock
2025-12-11+68,285→ 68,285 total(indirect: By Lightspeed General Partner Select II, L.P.) - Other
Class A Common Stock
2025-12-11−626,864→ 0 total(indirect: By LLC) - Other
Class A Common Stock
2025-12-11−493,378→ 0 total(indirect: By LLC) - Other
Class A Common Stock
2025-12-11−345,340→ 0 total(indirect: By LLC) - Other
Class A Common Stock
2025-12-11+125,373→ 125,373 total(indirect: By LLC) - Other
Class A Common Stock
2025-12-11+5,307→ 5,307 total(indirect: By Lightspeed Management Company, L.L.C.) - Other
Class A Common Stock
2025-12-11+15,832→ 97,674 total - Other
Class A Common Stock
2025-12-11+45,865→ 442,739 total(indirect: By Mhatre Investments LP - Fund 2) - Other
Class A Common Stock
2025-12-11+8,410→ 83,909 total(indirect: By Mhatre Investments LP - Fund 3) - Sale
Class A Common Stock
2025-12-12$81.67/sh−97,658$7,975,729→ 4,001 total(indirect: By Lightspeed Venture Partners X, L.P.) - Sale
Class A Common Stock
2025-12-12$85.50/sh−4,001$342,086→ 0 total(indirect: By Lightspeed Venture Partners X, L.P.) - Conversion
Class B Common Stock
2025-12-11−1,387,454→ 4,162,362 total(indirect: By Lightspeed Venture Partners IX, L.P.)→ Class A Common Stock (1,387,454 underlying) - Conversion
Class B Common Stock
2025-12-11−322,103→ 966,307 total(indirect: By Lightspeed Venture Partners Select II, L.P.)→ Class A Common Stock (322,103 underlying) - Conversion
Class B Common Stock
2025-12-11−626,864→ 1,880,593 total(indirect: By LLC)→ Class A Common Stock (626,864 underlying) - Conversion
Class B Common Stock
2025-12-11−493,378→ 1,480,133 total(indirect: By LLC)→ Class A Common Stock (493,378 underlying) - Conversion
Class B Common Stock
2025-12-11−345,340→ 1,036,018 total(indirect: By LLC)→ Class A Common Stock (345,340 underlying) - Conversion
Class B Common Stock
2025-12-11−101,659→ 0 total(indirect: By Lightspeed Venture Partners X, L.P.)→ Class A Common Stock (101,659 underlying)
Holdings
- 649(indirect: By Trust)
Class A Common Stock
Footnotes (30)
- [F1]Shares are held by Lightspeed Venture Partners IX, L.P. ("Lightspeed IX"). Lightspeed General Partner IX, L.P. ("LGP IX") is the general partner of Lightspeed IX. Lightspeed Ultimate General Partner IX, Ltd. ("LUGP IX") is the general partner of LGP IX. The Reporting Person is a director of LUGP IX and shares voting and dispositive power with respect to the shares held by Lightspeed IX. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
- [F10]Represents an in-kind distribution by LGP IX without consideration to its partners.
- [F11]Represents an in-kind distribution by Lightspeed Select II without consideration to its partners (including LGP Select II).
- [F12]Represents receipt of shares in the distribution in kind described in footnote (11).
- [F13]Shares are held by LGP Select II. LUGP Select II is the general partner of LGP Select II. The Reporting Person is a director of LUGP Select II and shares voting and dispositive power with respect to the shares held by LGP Select II. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
- [F14]Represents an in-kind distribution by LGP Select II without consideration to its partners.
- [F15]Represents an in-kind distribution by Lightspeed SPV I without consideration to its members.
- [F16]Represents an in-kind distribution by Lightspeed SPV I-B without consideration to its members.
- [F17]Represents an in-kind distribution by Lightspeed SPV I-C without consideration to its members.
- [F18]Represents receipt of shares in the distribution in kind described in footnote (15).
- [F19]Shares are held by LS SPV. The Reporting Person is a managing member of LS SPV and shares voting and dispositive power with respect to the shares held by LS SPV. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
- [F2]Shares are held by Lightspeed Venture Partners Select II, L.P. ("Lightspeed Select II"). Lightspeed General Partner Select II, L.P. ("LGP Select II") is the general partner of Lightspeed Select II. Lightspeed Ultimate General Partner Select II, Ltd. ("LUGP Select II") is the general partner of LGP Select II. The Reporting Person is a director of LUGP Select II and shares voting and dispositive power with respect to the shares held by Lightspeed Select II. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
- [F20]Represents an in-kind distribution by LS SPV without consideration to its members.
- [F21]Represents receipt of shares in the distribution in kind described in footnote (10).
- [F22]Represents receipt of shares in the distribution in kind described in footnote (14).
- [F23]Shares are held by Lightspeed Management Company, L.L.C. ("LMC"). The Reporting Person is a managing member of LMC and shares voting and dispositive power with respect to the shares held by LMC. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
- [F24]Represents receipt of shares in the distribution in kind described in footnote (20).
- [F25]The Reporting Person serves as trustee of the general partner of Mhatre Investments LP - Fund 2.
- [F26]The Reporting Person serves as trustee of the general partner of Mhatre Investments LP - Fund 3.
- [F27]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $81.275 to $82.19 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F28]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.04 to $85.99 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F29]The Reporting Person is the trustee of the Mhatre 2011 Irrevocable Children's Trust.
- [F3]Shares are held by Lightspeed SPV I, LLC ("Lightspeed SPV I"). LS SPV Management, LLC ("LS SPV") is the manager of Lightspeed SPV I. The Reporting Person is a managing member of LS SPV and shares voting and dispositive power with respect to the shares held by Lightspeed SPV I. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
- [F30]Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock.
- [F4]Shares are held by Lightspeed SPV I-B, LLC ("Lightspeed SPV I-B"). LS SPV is the manager of Lightspeed SPV I-B. The Reporting Person is a managing member of LS SPV and shares voting and dispositive power with respect to the shares held by Lightspeed SPV I-B. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
- [F5]Shares are held by Lightspeed SPV I-C, LLC ("Lightspeed SPV I-C"). LS SPV is the manager of Lightspeed SPV I-C. The Reporting Person is a managing member of LS SPV and shares voting and dispositive power with respect to the shares held by Lightspeed SPV I-C. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
- [F6]Shares are held by Lightspeed Venture Partners X, L.P. ("Lightspeed X"). Lightspeed General Partner X, L.P. ("LGP X") is the general partner of Lightspeed X. Lightspeed Ultimate General Partner X, Ltd. ("LUGP X") is the general partner of LGP X. The Reporting Person is a director of LUGP X and shares voting and dispositive power with respect to the shares held by Lightspeed X. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
- [F7]Represents an in-kind distribution by Lightspeed IX without consideration to its partners (including LGP IX).
- [F8]Represents receipt of shares in the distribution in kind described in footnote (7).
- [F9]Shares are held by LGP IX. LUGP IX is the general partner of LGP IX. The Reporting Person is a director of LUGP IX and shares voting and dispositive power with respect to the shares held by LGP IX. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
Documents
Issuer
Rubrik, Inc.
CIK 0001943896
Entity typeother
Related Parties
1- filerCIK 0001366050
Filing Metadata
- Form type
- 4
- Filed
- Dec 14, 7:00 PM ET
- Accepted
- Dec 15, 8:46 PM ET
- Size
- 61.5 KB