Home/Filings/4/A/0001366340-17-000017
4/A//SEC Filing

FINJAN HOLDINGS, INC. 4/A

Accession 0001366340-17-000017

CIK 0001366340operating

Filed

Mar 8, 7:00 PM ET

Accepted

Mar 9, 4:44 PM ET

Size

9.7 KB

Accession

0001366340-17-000017

Insider Transaction Report

Form 4/AAmended
Period: 2017-01-27
Noonan Michael David
Chief Financial Officer
Transactions
  • Sale

    Common Stock

    2017-01-27$1.40/sh4,333$6,06463,501 total
  • Exercise/Conversion

    Restricted Stock Units

    2017-01-2710,83332,500 total
    Exercise: $0.00Common Stock (10,833 underlying)
  • Exercise/Conversion

    Common Stock

    2017-01-27+10,83367,834 total
Footnotes (5)
  • [F1]Amended to correct a computation error of 2,010 shares in the reported amount of securities beneficially owned following the transactions (error carried over from original filing of 10-27-16 which has since been corrected).
  • [F2]Represents shares of common stock sold pursuant to a 10b5-1 trading plan entered into on August 25, 2015 to satisfy the reporting person's tax obligations upon vesting of 10,833 restricted stock units ("RSUs")
  • [F3]Weighted average price. These shares were sold in multiple transactions at prices ranging from $1.38 to $1.42 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
  • [F4]Each RSU granted to the reporting person represents the contingent right to receive one share of common stock of Finjan Holdings, Inc. or its equivalent cash value, subject to the terms and conditions of the Finjan Holdings, Inc. 2014 Incentive Compensation Plan
  • [F5]A total of 130,000 RSUs were granted on October 27, 2014. The RSUs vested one-third on October 27, 2015 and an additional 8.33% of the RSUs vest every three calendar months following such date. The RSUs will be settled upon vesting.

Issuer

FINJAN HOLDINGS, INC.

CIK 0001366340

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001366340

Filing Metadata

Form type
4/A
Filed
Mar 8, 7:00 PM ET
Accepted
Mar 9, 4:44 PM ET
Size
9.7 KB