4//SEC Filing
Hartstein Philip 4
Accession 0001366340-18-000049
CIK 0001366340other
Filed
Oct 1, 8:00 PM ET
Accepted
Oct 2, 5:12 PM ET
Size
9.3 KB
Accession
0001366340-18-000049
Insider Transaction Report
Form 4
Hartstein Philip
President
Transactions
- Sale
Common Stock
2018-10-01$4.36/sh−5,000$21,798→ 80,250 total - Exercise/Conversion
Common Stock
2018-10-01+12,500→ 85,250 total - Exercise/Conversion
Restricted Stock Units
2018-10-01−12,500→ 12,500 totalExercise: $0.00→ Common Stock (12,500 underlying)
Footnotes (4)
- [F1]Represents shares of common stock sold pursuant to a 10b5-1 trading plan entered into as of August 25, 2015 to satisfy the reporting person's tax obligations upon vesting of 12,500 restricted stock units ("RSUs")
- [F2]Weighted average price. These shares were sold in multiple transactions at prices ranging from $4.27 to $4.42 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
- [F3]Each RSU granted to the reporting person represents the contingent right to receive one share of common stock of Finjan Holdings, Inc. or its equivalent cash value, subject to the terms and conditions of the Finjan Holdings, Inc. 2014 Incentive Compensation Plan
- [F4]A total of 200,000 RSUs were granted on January 14, 2015. The RSUs vested one-fourth on January 1, 2016 and an additional 6.25% of the RSUs vest every three calendar months following such date. The RSUs will be settled upon vesting.
Documents
Issuer
FINJAN HOLDINGS, INC.
CIK 0001366340
Entity typeother
Related Parties
1- filerCIK 0001579228
Filing Metadata
- Form type
- 4
- Filed
- Oct 1, 8:00 PM ET
- Accepted
- Oct 2, 5:12 PM ET
- Size
- 9.3 KB