FINJAN HOLDINGS, INC.·4

Oct 10, 4:45 PM ET

Hartstein Philip 4

4 · FINJAN HOLDINGS, INC. · Filed Oct 10, 2018

Insider Transaction Report

Form 4
Period: 2018-10-08
Transactions
  • Sale

    Common Stock

    2018-10-08$5.06/sh50,000$252,83080,250 total
  • Sale

    Common Stock

    2018-10-08$5.32/sh27,500$146,28452,750 total
  • Exercise/Conversion

    Common Stock

    2018-10-08$1.66/sh+50,000$82,795130,250 total
  • Exercise/Conversion

    Common Stock Option (right to buy)

    2018-10-0850,000382,403 total
    Exercise: $1.66From: 2017-03-31Exp: 2023-05-07Common Stock (50,000 underlying)
Footnotes (5)
  • [F1]Represents shares of common stock acquired upon the exercise of stock options and sold pursuant to a 10b5-1 trading plan entered into as of August 25, 2015.
  • [F2]Weighted average price. These shares were sold in multiple transactions at prices ranging from $5.00 to $5.22 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above
  • [F3]Represents shares of common stock sold pursuant to a 10b5-1 trading plan entered into as of August 25, 2015.
  • [F4]Weighted average price. These shares were sold in multiple transactions at prices ranging from $5.22 to $5.50 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
  • [F5]Represents fully vested stock options.

Documents

1 file
  • 4
    wf-form4_153920431269740.xmlPrimary

    FORM 4