Hartstein Philip 4

4 · FINJAN HOLDINGS, INC. · Filed Oct 10, 2018

Form 4

Period: 2018-10-08

President & CEO

Transactions

Exercise/Conversion
Common Stock
[F1]
2018-10-08$1.66/sh+50,000$82,795→ 130,250 total
Sale
Common Stock
[F1][F2]
2018-10-08$5.06/sh−50,000$252,830→ 80,250 total
Sale
Common Stock
[F3][F4]
2018-10-08$5.32/sh−27,500$146,284→ 52,750 total
Exercise/Conversion
Common Stock Option (right to buy)
[F5]
2018-10-08−50,000→ 382,403 total
Exercise: $1.66From: 2017-03-31Exp: 2023-05-07→ Common Stock (50,000 underlying)

Footnotes (5)

[F1]Represents shares of common stock acquired upon the exercise of stock options and sold pursuant to a 10b5-1 trading plan entered into as of August 25, 2015.
[F2]Weighted average price. These shares were sold in multiple transactions at prices ranging from $5.00 to $5.22 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above
[F3]Represents shares of common stock sold pursuant to a 10b5-1 trading plan entered into as of August 25, 2015.
[F4]Weighted average price. These shares were sold in multiple transactions at prices ranging from $5.22 to $5.50 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
[F5]Represents fully vested stock options.

Signature

/s/ Philip Hartstein|2018-10-10

Documents

1 file