4/A//SEC Filing
YADKIN FINANCIAL Corp 4/A
Accession 0001366367-14-000062
CIK 0001366367operating
Filed
Jul 20, 8:00 PM ET
Accepted
Jul 21, 4:56 PM ET
Size
16.8 KB
Accession
0001366367-14-000062
Insider Transaction Report
Form 4/AAmended
Brody David S
Director
Transactions
- Award
Common Stock
2014-07-04+6,079→ 6,079 total(indirect: By IRA) - Award
Common Stock
2014-07-04+625→ 625 total - Award
Common Stock
2014-07-04+8,900→ 9,525 total - Award
Common Stock
2014-07-04+18,239→ 18,239 total(indirect: By Trust) - Award
Common Stock
2014-07-04+9,119→ 9,119 total(indirect: As Co-President) - Award
Common Stock
2014-07-04+9,120→ 9,120 total(indirect: By Trust)
Footnotes (13)
- [F1]Represents shares of common stock of Yadkin Financial Corporation (the "Issuer") received in exchange for 2,000 shares of common stock of VantageSouth Bancshares, Inc. ("VSB") pursuant to the merger of VSB with and into the Issuer (the "VSB Merger").
- [F10]US Bank NA as Custodian fbo David S. Brody Roth IRA
- [F11]The reporting person and each of three children own 25% of Brody Associates, LLC.
- [F12]Represents shares of common stock of the Issuer received in exchange for 29,184 shares of common stock of VSB pursuant to the VSB Merger.
- [F13]The reporting person is Trustee of the Ethel S. Brody Irrevocable GST Trusts for each of three children holding equal shares.
- [F2]The exchange ratio in the VSB Merger was 0.3125 shares of Issuer common stock for each share of VSB common stock, with fractional shares paid in cash. On the effective date of the VSB Merger, the most recent closing price of the Issuer's common stock was $19.41 per share, and the most recent closing price of VSB's common stock was $6.04 per share.
- [F3]Represents shares of common stock of the Issuer received in exchange for 1,416 shares of common stock of Piedmont Community Bank Holdings, Inc. ("Piedmont") pursuant to the merger of Piedmont with and into the Issuer (the "Piedmont Merger").
- [F4]The exchange ratio in the Piedmont Merger was 6.28597 shares of Issuer common stock for each share of Piedmont common stock, with fractional shares paid in cash. On the effective date of the Piedmont Merger, the most recent closing price of the Issuer's common stock was $19.41 per share.
- [F5]Represents shares of common stock of the Issuer received in exchange for 58,366 shares of common stock of VSB pursuant to the VSB Merger.
- [F6]The 1999 David Brody Living Trust
- [F7]Represents shares of common stock of the Issuer received in exchange for 29,183 shares of common stock of VSB pursuant to the VSB Merger.
- [F8]Brody Brothers Foundation
- [F9]Represents shares of common stock of the Issuer received in exchange for 19,455 shares of common stock of VSB pursuant to the VSB Merger.
Documents
Issuer
YADKIN FINANCIAL Corp
CIK 0001366367
Entity typeoperating
IncorporatedNC
Related Parties
1- filerCIK 0001366367
Filing Metadata
- Form type
- 4/A
- Filed
- Jul 20, 8:00 PM ET
- Accepted
- Jul 21, 4:56 PM ET
- Size
- 16.8 KB