Cosby F Spencer Jr. 4/A
4/A · YADKIN VALLEY FINANCIAL CORP · Filed Aug 19, 2011
Insider Transaction Report
Form 4/AAmended
Cosby F Spencer Jr.
Other
Transactions
- Sale
Common Stock
2011-06-14$2.06/sh−500$1,030→ 61,932.275 total - Sale
Common Stock
2011-06-14$2.00/sh−2,500$5,000→ 54,432.275 total - Sale
Common Stock
2011-05-19$2.72/sh−100$272→ 77,132.275 total - Sale
Common Stock
2011-06-13$2.08/sh−300$624→ 63,721.275 total - Sale
Common Stock
2011-06-14$2.05/sh−1,289$2,642→ 62,432.275 total - Sale
Common Stock
2011-06-14$2.01/sh−5,000$10,050→ 56,932.275 total - Sale
Common Stock
2011-05-19$2.70/sh−9,600$25,920→ 67,432.275 total - Sale
Common Stock
2011-06-13$2.10/sh−1,311$2,753→ 65,921.275 total - Sale
Common Stock
2011-06-15$2.01/sh−3,000$6,030→ 51,432.275 total - Sale
Common Stock
2011-05-19$2.73/sh−200$546→ 77,232.275 total - Sale
Common Stock
2011-06-10$2.15/sh−200$430→ 67,232.275 total - Sale
Common Stock
2011-06-13$2.08/sh−1,900$3,952→ 64,021.275 total - Sale
Common Stock
2011-06-15$2.02/sh−500$1,010→ 50,932.275 total - Sale
Common Stock
2011-06-15$2.00/sh−1,071$2,142→ 49,861.275 total - Sale
Common Stock
2011-06-16$2.00/sh−2,429$4,858→ 47,432.275 total
Holdings
- 2,500
Stock Options
Exercise: $14.00From: 2005-10-01Exp: 2013-10-01→ Common Stock (2,500 underlying) - 2,400
Stock Options
Exercise: $13.91From: 2009-03-14Exp: 2018-03-14→ Common Stock (4,000 underlying) - 4,000
Stock Options
Exercise: $19.07From: 2008-01-18Exp: 2017-01-18→ Common Stock (5,000 underlying)
Footnotes (4)
- [F1]Two Form 4 filings were done on 6/24/2011 to report the sale of a total of 30,000 YAVY shares. Both of these 6/24/2011 filings reflected that the sale of shares were acquisitions. This Form 4/A is being filed to correct both of the filings originally filed on 6/24/2011 to accurately reflect the appropriate code ("D" for Disposed).
- [F2]Amount of securities beneficially owned after the above transactions reflects the direct ownership of 10,000 shares of Restricted Stock (unvested). The issuer is a participant in teh TARP Capital Purchase Program. As a result, the Restricted Stock granted to Mr. Cosby shall vest pursuant to the following schedule: 3,333.33 shares on 4/16/2011; 3,333.33 shares on 4/16/2012, 3,333.34 shares on 4/16/2013 provided however that, no Restricted Stock shall be vested prior to the earliest date permitted by Section 111(b)(3)(D) of the Emergency Economic Stabilization Act of 2008 and the regulations adopted pursuant thereto.
- [F3]80% vested
- [F4]60% vested