HARRELL JAMES A JR 5
5 · YADKIN VALLEY FINANCIAL CORP · Filed Feb 13, 2012
Insider Transaction Report
Form 5
HARRELL JAMES A JR
Director
Transactions
- Purchase
Phantom Stock
2011-06-10$2.15/sh+768$1,651→ 12,184 total→ Common Stock (768 underlying)
Holdings
- 68,041.316
Common Stock
Footnotes (2)
- [F1]Note: The price per share of shares acquired through the private placement offering on 5/6/2011 and reported on 5/10/2011 was adjusted to the discounted price of $1.98 per share following shareholders' approval, which occurred on 6/23/2011.
- [F2]Each share of Phantom Stock is the economic equivalent of one share of common stock. The shares of Phantom Stock become payable in common stock upon the reporting person's termination of service as a director. This acquisition was made through the Directors Deferred Compensation Plan administered by a third party.