Home/Filings/5/0001366633-12-000008
5//SEC Filing

HARRELL JAMES A JR 5

Accession 0001366633-12-000008

CIK 0001366367other

Filed

Feb 12, 7:00 PM ET

Accepted

Feb 13, 6:17 PM ET

Size

6.7 KB

Accession

0001366633-12-000008

Insider Transaction Report

Form 5
Period: 2011-12-31
Transactions
  • Purchase

    Phantom Stock

    2011-06-10$2.15/sh+768$1,65112,184 total
    Common Stock (768 underlying)
Holdings
  • Common Stock

    68,041.316
Footnotes (2)
  • [F1]Note: The price per share of shares acquired through the private placement offering on 5/6/2011 and reported on 5/10/2011 was adjusted to the discounted price of $1.98 per share following shareholders' approval, which occurred on 6/23/2011.
  • [F2]Each share of Phantom Stock is the economic equivalent of one share of common stock. The shares of Phantom Stock become payable in common stock upon the reporting person's termination of service as a director. This acquisition was made through the Directors Deferred Compensation Plan administered by a third party.

Issuer

YADKIN VALLEY FINANCIAL CORP

CIK 0001366367

Entity typeother

Related Parties

1
  • filerCIK 0001366361

Filing Metadata

Form type
5
Filed
Feb 12, 7:00 PM ET
Accepted
Feb 13, 6:17 PM ET
Size
6.7 KB