4//SEC Filing
BROWN NOLAN G 4
Accession 0001366633-12-000031
CIK 0001366367other
Filed
Oct 25, 8:00 PM ET
Accepted
Oct 26, 3:29 PM ET
Size
8.5 KB
Accession
0001366633-12-000031
Insider Transaction Report
Form 4
BROWN NOLAN G
Director
Transactions
- Purchase
Manditorily Convertible Cumulative Preferred Stock Series A
2012-10-24$1000.00/sh+75$75,000→ 75 total(indirect: r/i/n/o Triad Group)Exercise: $2.80→ Common Stock (26,786 underlying)
Holdings
- 1,775
Common Stock
- 236,841(indirect: r/i/n/o Triad Group Inc.)
Common Stock
- 150(indirect: r/i/n/o Nolan G. Brown c/f Nolan Dean Tickle)
Common Stock
- 3,575(indirect: r/i/n/o Triad Medical Services)
Common Stock
Footnotes (3)
- [F1]Subject to shareholders' approval of the convertion into common stock
- [F2]The Series A Preferred Stock is convertible into common stock upon shareholder approval in accordance with the Articles of Amendment to the Articles of Incorporation.
- [F3]The Series A Preferred Stock is perpetual, and thus, has no expiration date
Documents
Issuer
YADKIN VALLEY FINANCIAL CORP
CIK 0001366367
Entity typeother
Related Parties
1- filerCIK 0001249931
Filing Metadata
- Form type
- 4
- Filed
- Oct 25, 8:00 PM ET
- Accepted
- Oct 26, 3:29 PM ET
- Size
- 8.5 KB