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YADKIN VALLEY FINANCIAL CORP·4

Oct 26, 3:41 PM ET

DAVIS HARRY M 4

4 · YADKIN VALLEY FINANCIAL CORP · Filed Oct 26, 2012

Insider Transaction Report

Form 4
Period: 2012-10-24
YADKIN VALLEY FINANCIAL CORPYAVY
DAVIS HARRY M
Director
Transactions
  • Purchase

    Mandatorily Convertible Cumulative NonVoting Preferred Stock

    [F1][F2][F3]
    2012-10-24$1000.00/sh+15$15,000→ 15 total
    Exercise: $2.80→ Common Stock (5,357 underlying)
Holdings

  • Common Stock

    40,417
Footnotes (3)
  • [F1]Subject to shareholders' approval of the conversion into common stock
  • [F2]The Series A Preferred Stock is conertible into common stock upon shareholder approval in accordance with the Articles of Amendment to the Articles of Incorporation
  • [F3]The Series A Preferred Stock is perpetual, and thus, has no expiration date
Signature
Harry M. Davis by Patricia H. Wooten, POA|2012-10-26

Documents

1 file
  • 4
    primary_doc.xmlPrimary

    PRIMARY DOCUMENT