HALL THOMAS JOHNSTON 4
4 · YADKIN VALLEY FINANCIAL CORP · Filed Oct 26, 2012
Insider Transaction Report
Form 4
HALL THOMAS JOHNSTON
Director
Transactions
- Purchase
Mandatorily Convertible Cumulative NonVoting Preferred Stock
2012-10-24$1000.00/sh+15$15,000→ 15 totalExercise: $2.80→ Common Stock (5,357 underlying)
Holdings
- 46,380
Common Stock
Footnotes (4)
- [F1]Full title of Derivative Security is Mandatorily Convertible Cumulative Non-Voting Perpetual Preferred Stock, Series A
- [F2]Subject to shareholders' approval of the conversion into common stock
- [F3]The Series A Preferred Stock is convertible into common stock upon shareholder approval in accordance with the Articles of Amendment to the Articles of Incorporation
- [F4]The Series A Preferred Stock is perpetual, and thus, has no expiration date