4//SEC Filing
HARRELL JAMES A JR 4
Accession 0001366633-12-000034
CIK 0001366367other
Filed
Oct 25, 8:00 PM ET
Accepted
Oct 26, 4:11 PM ET
Size
8.0 KB
Accession
0001366633-12-000034
Insider Transaction Report
Form 4
HARRELL JAMES A JR
Director
Transactions
- Purchase
Mandatorily Convertible Cumulative NonVoting Preferred Stock
2012-10-24$1000.00/sh+10$10,000→ 12,194 totalExercise: $2.80→ Common Stock (3,571 underlying)
Holdings
- 12,184
Phantom Stock
→ Common Stock (12,184 underlying) - 68,041.316
Common Stock
Footnotes (5)
- [F1]Each share of Phantom Stock is teh economic equivalent of one share of common stock. The shares of Phantom Stock become payable in common stock upon the reporting person's termination of service as a director. This acquisition was made through the Director's Deferred Compensation Plan administered by a third party.
- [F2]The full title of the Security is Mandatorily Convertible Cumulative Non-Voting Perpetual Preferred Stock, Series A
- [F3]Subject to shareholders' approval of the conversion into common stock
- [F4]The Series A Preferred Stock is convertible into common stock upon shareholder approval in accordance with the Articles of Amendment to the Articles of Incorporation
- [F5]The Series A Preferred Stock is perpetual, and thus, has no expiration date
Documents
Issuer
YADKIN VALLEY FINANCIAL CORP
CIK 0001366367
Entity typeother
Related Parties
1- filerCIK 0001366361
Filing Metadata
- Form type
- 4
- Filed
- Oct 25, 8:00 PM ET
- Accepted
- Oct 26, 4:11 PM ET
- Size
- 8.0 KB