SMITH ALISON 4
4 · YADKIN VALLEY FINANCIAL CORP · Filed Oct 26, 2012
Insider Transaction Report
Form 4
SMITH ALISON
Director
Transactions
- Purchase
Mandatorily Convertible Cumulative NonVoting Preferred Stock
2012-10-24$1000.00/sh+50$50,000→ 4,308 totalExercise: $2.80→ Common Stock (17,857 underlying)
Holdings
- 92,584
Common Stock
- 4,258
Stock Options
Exercise: $15.24From: 2009-04-17Exp: 2016-04-25→ Common Stock (4,258 underlying)
Footnotes (4)
- [F1]The full title of the Security is Mandatorily Convertible Cumulative Non-Voting Perpetual Preferred Stock, Series A
- [F2]Subject to shareholders' approval of the conversion into common stock
- [F3]The Series A Preferred Stock is convertible into common stock upon shareholder approval in accordance with the Articles of Amendment to the Articles of Incorporation
- [F4]The Series A Preferred Stock is perpetual, and thus, has no expiration date