4//SEC Filing
SMITH ALISON 4
Accession 0001366633-12-000037
CIK 0001366367other
Filed
Oct 25, 8:00 PM ET
Accepted
Oct 26, 4:45 PM ET
Size
7.6 KB
Accession
0001366633-12-000037
Insider Transaction Report
Form 4
SMITH ALISON
Director
Transactions
- Purchase
Mandatorily Convertible Cumulative NonVoting Preferred Stock
2012-10-24$1000.00/sh+50$50,000→ 4,308 totalExercise: $2.80→ Common Stock (17,857 underlying)
Holdings
- 92,584
Common Stock
- 4,258
Stock Options
Exercise: $15.24From: 2009-04-17Exp: 2016-04-25→ Common Stock (4,258 underlying)
Footnotes (4)
- [F1]The full title of the Security is Mandatorily Convertible Cumulative Non-Voting Perpetual Preferred Stock, Series A
- [F2]Subject to shareholders' approval of the conversion into common stock
- [F3]The Series A Preferred Stock is convertible into common stock upon shareholder approval in accordance with the Articles of Amendment to the Articles of Incorporation
- [F4]The Series A Preferred Stock is perpetual, and thus, has no expiration date
Documents
Issuer
YADKIN VALLEY FINANCIAL CORP
CIK 0001366367
Entity typeother
Related Parties
1- filerCIK 0001258805
Filing Metadata
- Form type
- 4
- Filed
- Oct 25, 8:00 PM ET
- Accepted
- Oct 26, 4:45 PM ET
- Size
- 7.6 KB