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4//SEC Filing

SMOAK JAMES N 4

Accession 0001366633-12-000038

CIK 0001366367other

View on SEC.gov Company Profile

Filed

Oct 25, 8:00 PM ET

Accepted

Oct 26, 4:57 PM ET

Size

7.1 KB

Accession

0001366633-12-000038

Insider Transaction Report

Form 4

Period: 2012-10-24

YADKIN VALLEY FINANCIAL CORPYAVY

Director

Transactions

Purchase
Mandatorily Convertible Cumulative NonVoting Preferred Stock
2012-10-24$1000.00/sh+45$45,000→ 45 total
Exercise: $2.80→ Common Stock (16,071 underlying)

Holdings

Common Stock
165,577
Common Stock
(indirect: By Trust)
38,888

Footnotes (4)

[F1]The full title of the Security is Mandatorily Convertible Cumulative Non-Voting Perpetual Preferred Stock, Series A
[F2]Subject to shareholders' approval of the conversion into common stock
[F3]The Series A Preferred Stock is convertible into common stock upon shareholder approval in accordance with the Articles of Amendment to the Articles of Incorporation
[F4]The Series A Preferred Stock is perpetual, and thus, has no expiration date.

Documents

1 file

4
primary_doc.xmlPrimary
PRIMARY DOCUMENT

Issuer

YADKIN VALLEY FINANCIAL CORP

CIK 0001366367

Entity typeother

Related Parties

1

filerCIK 0001366358

Filing Metadata

Form type: 4
Filed: Oct 25, 8:00 PM ET
Accepted: Oct 26, 4:57 PM ET
Size: 7.1 KB

View on SEC.gov