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YADKIN VALLEY FINANCIAL CORP·4

Oct 26, 4:57 PM ET

SMOAK JAMES N 4

4 · YADKIN VALLEY FINANCIAL CORP · Filed Oct 26, 2012

Insider Transaction Report

Form 4
Period: 2012-10-24
YADKIN VALLEY FINANCIAL CORPYAVY
SMOAK JAMES N
Director
Transactions
  • Purchase

    Mandatorily Convertible Cumulative NonVoting Preferred Stock

    2012-10-24$1000.00/sh+45$45,000→ 45 total
    Exercise: $2.80→ Common Stock (16,071 underlying)
Holdings

  • Common Stock

    165,577

  • Common Stock

    (indirect: By Trust)
    38,888
Footnotes (4)
  • [F1]The full title of the Security is Mandatorily Convertible Cumulative Non-Voting Perpetual Preferred Stock, Series A
  • [F2]Subject to shareholders' approval of the conversion into common stock
  • [F3]The Series A Preferred Stock is convertible into common stock upon shareholder approval in accordance with the Articles of Amendment to the Articles of Incorporation
  • [F4]The Series A Preferred Stock is perpetual, and thus, has no expiration date.

Documents

1 file
  • 4
    primary_doc.xmlPrimary

    PRIMARY DOCUMENT