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YADKIN VALLEY FINANCIAL CORP·4

Oct 26, 5:07 PM ET

Spell Harry C 4

4 · YADKIN VALLEY FINANCIAL CORP · Filed Oct 26, 2012

Insider Transaction Report

Form 4
Period: 2012-10-24
YADKIN VALLEY FINANCIAL CORPYAVY
Spell Harry C
Director
Transactions
  • Purchase

    Mandatorily Convertible Cumulative NonVoting Preferred Stock

    2012-10-24$1000.00/sh+115$115,000→ 115 total(indirect: r/i/n/o Spell Properties)
    Exercise: $2.80→ Common Stock (41,071 underlying)
Holdings

  • Common Stock

    (indirect: r/i/n/o Pete Spell)
    1,813

  • Common Stock

    (indirect: r/i/n/o Spell Properties)
    6,855

  • Common Stock

    321,777

  • Common Stock

    (indirect: r/i/n/o Anna Spell)
    1,813

  • Common Stock

    (indirect: r/i/n/o Janet P. Spell)
    3,628

  • Common Stock

    (indirect: r/i/n/o Susan Spell)
    1,813
Footnotes (4)
  • [F1]The full title of the Security is Mandatorily Convertible Cumulative Non-Voting Perpetual Preferred Stock, Series A
  • [F2]Subject to shareholders' approval of the conversion into common stock
  • [F3]The Series A Preferred Stock is convertible into common stock upon shareholder approval in accordance with the Articles of Amendment to the Articles of Incorporation
  • [F4]The Series A Preferred Stock is perpetual, and thus, has no expiration date.

Documents

1 file
  • 4
    primary_doc.xmlPrimary

    PRIMARY DOCUMENT